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PL

Peter J. Lewis

TOWLE & CO
CHESTERFIELD, MO
Some features on this profile are disabled
CRD#: 2139294
PL

Professional summary

Peter James Lewis, CFA is a registered financial advisor currently at TOWLE & CO located in Chesterfield, Missouri.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Peter has worked at 2 firms and has passed the Series 63, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter James Lewis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

September 12, 2001 - Present

TOWLE & CO

RIA
CRD#: 110862
CHESTERFIELD, MO
Past

April 13, 1994 - November 2, 1998

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
T&
TOWLE & CO
TOWLE & CO

CRD#: 110862 / SEC#: 801-16622

RIA
Registered Investment Advisory firm - (12/10/1981 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(12/16/2021)
IAR
Missouri
(9/12/2001)

Exams

State Security Law Exam
RR
Series 63
Date: 4/18/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 2/17/2022
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 4/8/1994
General Securities Representative Examination

Current Firm

T&
TOWLE & CO
TOWLE & CO

CRD#: 110862 / SEC#: 801-16622

RIA
Registered Investment Advisory firm - (12/10/1981 Approved)
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Contact information

Main Address
720 S. Colorado Blvd Suite 730-s, Denver, CO 80246
Mailing Address
Phone number
(303) 731-2494
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TOWLE & CO. ADV PART 2A (5/19/2025)

Regulatory assets under management

Total Number of Accounts74
AUM (Assets Under Management)$ 608,740,974

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOWLE & CO

CRD#: 110862Chesterfield, MO

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