CG
Colleen K. Galushko
MONECO ADVISORS
Wallingford, CT 06492
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CRD#: 2139050
CG
Professional summary
Colleen Killeen Galushko, who also goes by Colleen Ann Killeen, is a registered financial advisor currently at MONECO ADVISORS located in Wallingford, Connecticut and LPL FINANCIAL LLC located in Wallingford, Connecticut.
Colleen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Colleen has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Colleen Ann Killeen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 05/23/2019 - MONECO Advisors, LLC - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:05/17/2019 - 160 hrs/mo - 160 hrs during trading. 2. 10/8/2019 - Moneco Advisors, LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:08/05/2019 - 40 hrs/mo - 32 hrs during trading - IAR - I provide investment advisory services through Moneco Advisors, an independent investment advisor firm. I started this business activity in 08/2019. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/7/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/13/2020 - 5 Hours Per Month During Securities Trading - Providing term and whole life insurance through general agency. 4. 11/04/2024 - Maple Leaf Insurance Services, LLC - Non-Variable Insurance - Referral Partner - Investment Related - At Reported Business Location(s) - Start Date 10/17/2024 - 3 Hours Per Month/ 1 Hour During Trading 5. 5/1/2025 - Northeast Brokerage Inc. - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/28/2025 - 5 Hours Per Month/ 1 Hour During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Colleen Killeen Galushko's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 6, 2019 - Present
MONECO ADVISORS
Office #1: 101 North Plains Industrial Road Building #3, Unit #1, Wallingford, CT 06492RIA
CRD#: 171922
Wallingford, CT
Current
March 1, 2005 - Present
LPL FINANCIAL LLC
Office #1: 101 N Plains Industrail Bldg 3 Unit 1, Wallingford, CT 06492RIA
BD
CRD#: 6413
Wallingford, CT
Past
March 2, 2005 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
WALLINGFORD, CT
Past
October 20, 2004 - March 2, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
CHESHIRE, CT
Past
October 20, 2004 - March 2, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
June 25, 2004 - October 20, 2004
QUICK & REILLY, INC.
RIA
CRD#: 11217
CLINTON, CT
Past
April 13, 2004 - October 20, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
June 14, 2001 - March 29, 2004
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Past
October 1, 2000 - June 5, 2001
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
October 25, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Past
March 22, 1999 - September 27, 1999
BANKBOSTON INVESTOR SERVICES, INC.
BD
CRD#: 36369
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MONECO ADVISORS
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHTENSTEIN AT MONECO | LICHENSTEIN FINANCIAL
CRD#: 171922 / SEC#: 801-80027
RIA
Registered Investment Advisory firm - (7/14/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(3/1/2005)
IAR
Connecticut(9/6/2019)
RR
Florida(1/17/2020)
RR
Massachusetts(1/4/2024)
RR
New Jersey(9/17/2021)
RR
New York(9/9/2021)
RR
North Carolina(2/4/2022)
RR
South Carolina(1/4/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MONECO ADVISORS
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHTENSTEIN AT MONECO | LICHENSTEIN FINANCIAL
CRD#: 171922 / SEC#: 801-80027
RIA
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Contact information
Main Address
2150 Post Road, Suite 201, Fairfield, CT 06824
Mailing Address
Phone number
(203) 319-3550
Established
Firm type
Fiscal year end
# of Employees
65
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,130 |
| AUM (Assets Under Management) | $ 1,915,081,746 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MONECO ADVISORS
CRD#: 171922Wallingford, CT 06492TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
