Barry Rabinowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Rabinowitz, who also goes by Barry E Rabinowitz, was a registered financial advisor .
Barry is a previously registered financial advisor and started their career in finance in 1992. Barry had worked at 17 firms and has passed the Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2009 - December 31, 2013
BER FINANCIAL GROUP LLC
March 13, 2008 - October 21, 2008
CROSS BORDER TAX & ACCOUNTING, LLC
January 2, 2007 - October 21, 2008
KEATS CONNELLY AND ASSOCIATES INC.
March 22, 2006 - October 30, 2006
PARK AVENUE SECURITIES LLC
February 8, 2006 - October 30, 2006
PARK AVENUE SECURITIES LLC
January 6, 2006 - January 11, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
December 21, 2005 - January 11, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
June 17, 2004 - November 29, 2005
OSAIC FS, INC.
April 21, 2004 - May 18, 2004
AMERIPRISE ADVISOR SERVICES, INC.
May 6, 2002 - January 14, 2004
ASSET MANAGEMENT SECURITIES CORP.
April 3, 2002 - May 8, 2002
PFS INVESTMENTS INC.
March 13, 2000 - August 8, 2000
FMSBONDS, INC.
January 26, 1999 - September 27, 1999
CITICORP INVESTMENT SERVICES
November 15, 1996 - January 26, 1999
SSI SECURITIES CORP.
March 6, 1996 - June 5, 1996
NOBLE CAPITAL MARKETS, INC.
November 1, 1995 - January 18, 1996
JWGENESIS SECURITIES, INC.
June 20, 1995 - August 9, 1995
AMFIN INVESTMENT SERVICES, INC.
June 9, 1994 - June 9, 1995
FIRST UNION BROKERAGE SERVICES, INC.
March 30, 1992 - November 24, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BER FINANCIAL GROUP LLC
CRD#: 149314 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
