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BR

Barry Rabinowitz

CRD# 2139011·Registered 1992 - 2013
Previously Registered: Being a previously registered professional could mean that Barry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Barry Rabinowitz, who also goes by Barry E Rabinowitz, was a registered financial advisor. Barry was a previously registered financial advisor and started their career in finance 1992 - 2013. Barry had worked at 17 firms and has passed the Series 63, Series 7 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Barry E Rabinowitz

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

BER FINANCIAL GROUP LLC·CRD# 149314
RIA
Plantation, FL
March 17, 2009 - December 31, 2013
CROSS BORDER TAX & ACCOUNTING, LLC·CRD# 110874
RIA
West Palm Beach, FL
March 13, 2008 - October 21, 2008
KEATS CONNELLY AND ASSOCIATES INC.·CRD# 110604
RIA
West Palm Beach, FL
January 2, 2007 - October 21, 2008
PARK AVENUE SECURITIES LLC·CRD# 46173
RIA
Boca Raton, FL
March 22, 2006 - October 30, 2006
PARK AVENUE SECURITIES LLC·CRD# 46173
BD
Boca Raton, FL
February 8, 2006 - October 30, 2006
UVEST FINANCIAL SERVICES GROUP, INC.·CRD# 13787
RIA
Plantation, FL
January 6, 2006 - January 11, 2006
UVEST FINANCIAL SERVICES GROUP, INC.·CRD# 13787
BD
Plantation, FL
December 21, 2005 - January 11, 2006
OSAIC FS, INC.·CRD# 3870
BD
Fort Wayne, IN
June 17, 2004 - November 29, 2005
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
April 21, 2004 - May 18, 2004
ASSET MANAGEMENT SECURITIES CORP.·CRD# 14433
BD
Boca Raton, FL
May 6, 2002 - January 14, 2004
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
April 3, 2002 - May 8, 2002
FMSBONDS, INC.·CRD# 7793
BD
Boca Raton, FL
March 13, 2000 - August 8, 2000
CITICORP INVESTMENT SERVICES·CRD# 23988
BD
Long Island City, NY
January 26, 1999 - September 27, 1999
SSI SECURITIES CORP.·CRD# 8275
BD
Boca Raton, FL
November 15, 1996 - January 26, 1999
NOBLE CAPITAL MARKETS, INC.·CRD# 15768
BD
Boca Raton, FL
March 6, 1996 - June 5, 1996
JWGENESIS SECURITIES, INC.·CRD# 33832
BD
Boca Raton, FL
November 1, 1995 - January 18, 1996
AMFIN INVESTMENT SERVICES, INC.·CRD# 13945
BD
Cleveland, OH
June 20, 1995 - August 9, 1995
FIRST UNION BROKERAGE SERVICES, INC.·CRD# 8112
BD
Charlotte, NC
June 9, 1994 - June 9, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
March 30, 1992 - November 24, 1992

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Current Firm

BF
BER FINANCIAL GROUP LLC

BER FINANCIAL GROUP LLC

CRD#: 149314

Contact Information

Main Address

Plantation, FL

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1992About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Apr 1991About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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