BR

Barry Rabinowitz

Some features on this profile are disabled
CRD#: 2139011
BR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Barry Rabinowitz, who also goes by Barry E Rabinowitz, was a registered financial advisor .

Barry is a previously registered financial advisor and started their career in finance in 1992. Barry had worked at 17 firms and has passed the Series 63, Series 7 and Series 3 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Barry E Rabinowitz

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 17, 2009 - December 31, 2013

BER FINANCIAL GROUP LLC

RIA
CRD#: 149314
PLANTATION, FL
Past

March 13, 2008 - October 21, 2008

CROSS BORDER TAX & ACCOUNTING, LLC

RIA
CRD#: 110874
WEST PALM BEACH, FL
Past

January 2, 2007 - October 21, 2008

KEATS CONNELLY AND ASSOCIATES INC.

RIA
CRD#: 110604
WEST PALM BEACH, FL
Past

March 22, 2006 - October 30, 2006

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
BOCA RATON, FL
Past

February 8, 2006 - October 30, 2006

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
BOCA RATON, FL
Past

January 6, 2006 - January 11, 2006

UVEST FINANCIAL SERVICES GROUP, INC.

RIA
CRD#: 13787
PLANTATION, FL
Past

December 21, 2005 - January 11, 2006

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
PLANTATION, FL
Past

June 17, 2004 - November 29, 2005

OSAIC FS, INC.

BD
CRD#: 3870
FORT WAYNE, IN
Past

April 21, 2004 - May 18, 2004

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI
Past

May 6, 2002 - January 14, 2004

ASSET MANAGEMENT SECURITIES CORP.

BD
CRD#: 14433
BOCA RATON, FL
Past

April 3, 2002 - May 8, 2002

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA
Past

March 13, 2000 - August 8, 2000

FMSBONDS, INC.

BD
CRD#: 7793
BOCA RATON, FL
Past

January 26, 1999 - September 27, 1999

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

November 15, 1996 - January 26, 1999

SSI SECURITIES CORP.

BD
CRD#: 8275
BOCA RATON, FL
Past

March 6, 1996 - June 5, 1996

NOBLE CAPITAL MARKETS, INC.

BD
CRD#: 15768
BOCA RATON, FL
Past

November 1, 1995 - January 18, 1996

JWGENESIS SECURITIES, INC.

BD
CRD#: 33832
BOCA RATON, FL
Past

June 20, 1995 - August 9, 1995

AMFIN INVESTMENT SERVICES, INC.

BD
CRD#: 13945
CLEVELAND, OH
Past

June 9, 1994 - June 9, 1995

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC
Past

March 30, 1992 - November 24, 1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


BF
BER FINANCIAL GROUP LLC
BER FINANCIAL GROUP LLC

CRD#: 149314 / SEC#:

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Contact information


Main Address
Plantation, FL
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BER FINANCIAL GROUP LLC

CRD#: 149314

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