Dyke R. Ferrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dyke Richman Ferrell was a registered financial professional .
Dyke is a previously registered financial professional and started their career in finance in 1991. Dyke had worked at 2 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 1996 - October 3, 1996
THE RICHMAN GROUP, INCORPORATED
April 12, 1991 - February 8, 1994
KINLAW SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
THE RICHMAN GROUP, INCORPORATED
CRD#: 37026 / SEC#: , 8-47553
Contact information
Documents
Red Flags
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