Seth A. Leyton
Professional summary
Seth Andrew Leyton was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Seth is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Seth had worked at 8 firms, which includes VIEWPOINT SECURITIES LLC, AVIOR CAPITAL LLC, BROOKSTREET SECURITIES CORPORATION, TDI INCORPORATED, THE TRADING DESK INC., LAM WAGNER INC., LIBERTY CAPITAL MARKETS INC., TITAN/VALUE EQUITIES GROUP INC..
Question & Answer
Aliases
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2005 - November 16, 2012
VIEWPOINT SECURITIES, LLC
August 27, 1998 - February 10, 2005
AVIOR CAPITAL, LLC
May 11, 1995 - October 27, 1998
BROOKSTREET SECURITIES CORPORATION
August 22, 1994 - December 19, 1994
TDI, INCORPORATED
April 14, 1994 - August 19, 1994
THE TRADING DESK, INC.
March 25, 1993 - August 1, 1994
LAM WAGNER, INC.
October 23, 1991 - April 1, 1993
LIBERTY CAPITAL MARKETS, INC.
May 22, 1991 - September 27, 1991
TITAN/VALUE EQUITIES GROUP, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 6/11/1999
Limited Representative-Equity Trader ExamCurrent Firm
VIEWPOINT SECURITIES, LLC
CRD#: 104226 / SEC#: , 8-52688
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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