Alfred Paradiso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Paradiso, who also goes by Alfred R Paradiso, Al Paradiso, was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 2012. Alfred had worked at 3 firms and has passed the Series 99TO, SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2017 - May 2, 2019
HUNT FINANCIAL SECURITIES
September 2, 2016 - January 26, 2017
BMO CAPITAL MARKETS CORP.
April 14, 2012 - December 11, 2015
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 11/16/2024
Operations Professional ExaminationCurrent Firm
HUNT FINANCIAL SECURITIES
CRD#: 169919 / SEC#: , 8-69397
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNT CAPITAL HOLDINGS INVESTMENTS, LLC | 100% MEMBER | |
| GUZMAN, JEFFREY M | CCO | 3095123 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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