Donna P. Desanctis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Prisciantelli Desanctis, CFP®, who also goes by Donna Anne Prisciantelli, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1991. Donna had worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2020 - October 11, 2021
BRIO FINANCIAL GROUP
December 19, 2011 - August 18, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
December 13, 2011 - August 18, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
September 5, 2007 - November 22, 2011
VOYA FINANCIAL ADVISORS, INC.
August 6, 2007 - November 22, 2011
VOYA FINANCIAL ADVISORS, INC.
July 18, 2007 - July 20, 2007
VOYA FINANCIAL ADVISORS, INC.
June 13, 1991 - July 19, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
June 10, 1991 - July 3, 2006
IDS LIFE INSURANCE COMPANY
June 10, 1991 - July 19, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
BRIO FINANCIAL GROUP
CRD#: 289889 / SEC#: 801-111830
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
BRIO FINANCIAL GROUP
CRD#: 289889 / SEC#: 801-111830
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,082 |
| AUM (Assets Under Management) | $ 842,643,716 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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