Frank P. Ganucheau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Peter Ganucheau III, who also goes by Frank Ganucheau, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2004. Frank had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2015 - December 31, 2015
HOLT CAPITAL PARTNERS, L.P.
December 16, 2004 - February 26, 2015
GANUCHEAU CAPITAL MANAGEMENT, INC.
Primary Firm SEC Registration
HOLT CAPITAL PARTNERS, L.P.
CRD#: 117863 / SEC#: 801-78012
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
HOLT CAPITAL PARTNERS, L.P.
CRD#: 117863 / SEC#: 801-78012
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 1,004,589,162 |
Red Flags
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