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MP

Mary E. Pugh

PUGH CAPITAL MANAGEMENT
SEATTLE, WA 98101
Some features on this profile are disabled
CRD#: 2138699
MP

Professional summary

Mary E. Pugh, who also goes by Mary Easter Pugh, Mary Pugh, is a registered financial advisor currently at PUGH CAPITAL MANAGEMENT, INC. located in Seattle, Washington.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Mary has worked at 1 firm and has passed the Series 63 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mary Easter Pugh | Mary Pugh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary E. Pugh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 25, 1991 - Present

PUGH CAPITAL MANAGEMENT, INC.

Office #1: 520 Pike Street, Suite 2900, Seattle, WA 98101
RIA
CRD#: 111765
SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PUGH CAPITAL MANAGEMENT, INC.
PUGH CAPITAL MANAGEMENT, INC.

CRD#: 111765 / SEC#: 801-39138

RIA
Registered Investment Advisory firm - (6/27/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(6/25/1991)

Exams

State Security Law Exam
RR
Series 63
Date: 4/5/1991
Uniform Securities Agent State Law Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/8/1991
General Securities Principal Examination

Current Firm

PC
PUGH CAPITAL MANAGEMENT, INC.
PUGH CAPITAL MANAGEMENT, INC.

CRD#: 111765 / SEC#: 801-39138

RIA
Registered Investment Advisory firm - (6/27/1991 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1700 7th Avenue Suite 1510, Seattle, WA 98101
Mailing Address
Phone number
(206) 322-4985
Established
Firm type
Fiscal year end
# of Employees
38

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

PUGH CAPITAL FORM ADV PART 2A 040425 (4/14/2025)

Regulatory assets under management

Total Number of Accounts86
AUM (Assets Under Management)$ 13,139,004,601

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PUGH CAPITAL MANAGEMENT, INC.

CRD#: 111765Seattle, WA 98101

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Contact information

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