Timothy J. Guilford

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CRD#: 2138691

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Joel Guilford, AIF®, who also goes by Tim Guilford, was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1991. Timothy had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tim Guilford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Past

March 24, 2025 - December 31, 2025

POINTOAK RETIREMENT ADVISORS

RIA

CRD#: 314866

Frederick, MD

Past

January 2, 2009 - March 25, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Frederick, MD

Past

July 8, 2004 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

Frederick, MD

Past

November 11, 1994 - March 25, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Frederick, MD

Past

September 25, 1992 - December 15, 1993

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

May 28, 1991 - February 4, 1994

HILL MURRIN SECURITIES, INC.

CRD#: 15925

VIENNA, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POINTOAK RETIREMENT ADVISORS

POINTOAK RETIREMENT ADVISORS | POINTOAK RETIREMENT ADVISORS, LLC

CRD#: 314866 / SEC#: 801-122008

RIA

Registered Investment Advisory firm - (8/2/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/28/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/31/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/9/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/23/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/23/2009

General Securities Principal Examination

Current Firm

POINTOAK RETIREMENT ADVISORS

POINTOAK RETIREMENT ADVISORS | POINTOAK RETIREMENT ADVISORS, LLC

CRD#: 314866 / SEC#: 801-122008

RIA

Registered Investment Advisory firm - (8/2/2021 Approved)

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Contact information

Main Address

1751 Pinnacle Dr Ste 600, Mclean, VA 22102

Mailing Address

Phone number

(703) 595-4444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 818,662,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Timothy J. Guilford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

HILL MURRIN SECURITIES, INC.

Primary Firm SEC Registration

POINTOAK RETIREMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/28/2004

Series 63

Date: 5/31/1991

SIE

Date: 10/1/2018

Series 7

Date: 2/9/1995

Series 6

Date: 5/23/1991

Series 24

Date: 3/23/2009

Current Firm

POINTOAK RETIREMENT ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

POINTOAK RETIREMENT ADVISORS

TRUST BUT VERIFY

Contact information

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