Ilisa Gruber

LEVEL MARKETS

Boston, MA 02110

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CRD#: 2138525

Professional summary

Ilisa Gruber, who also goes by Ilisa Jill Gruber, Ilisa Jill Kane, is a registered financial professional currently at LEVEL MARKETS, LLC located in Boston, Massachusetts.

Ilisa is registered as a RR (Registered Representative) and started their career in finance in 1992. Ilisa has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ilisa Jill Gruber | Ilisa Jill Kane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ilisa Gruber's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2020 - Present

LEVEL MARKETS, LLC

Office #1: 99 Summer Street Suite 1700, Boston, MA 02110

CRD#: 171752

Boston, MA

Past

September 4, 2002 - June 1, 2020

LIQUIDNET, INC.

CRD#: 103987

NORTHBROOK, IL

Past

March 7, 2000 - February 14, 2002

THOMAS WEISEL PARTNERS LLC

CRD#: 46237

SAN FRANCISCO, CA

Past

May 12, 1995 - March 3, 2000

SCHRODER & CO. INC.

CRD#: 6112

NEW YORK, NY

Past

March 3, 1995 - May 3, 1995

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

February 9, 1993 - January 13, 1995

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

June 18, 1992 - February 4, 1993

RODMAN & RENSHAW INC.

CRD#: 724

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/22/2020)

Colorado
(7/22/2020)

Connecticut
(7/22/2020)

Georgia
(7/22/2020)

Illinois
(7/22/2020)

Maryland
(7/22/2020)

Massachusetts
(7/22/2020)

New Jersey
(7/22/2020)

New York
(7/22/2020)

North Carolina
(7/22/2020)

Ohio
(7/22/2020)

Pennsylvania
(7/22/2020)

Texas
(7/22/2020)

Vermont
(7/22/2020)

Virginia
(7/22/2020)

Exams

State Security Law Exam

Series 63

Date: 7/24/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1992

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LEVEL MARKETS, LLC

BEACON TRADING & ANALYTICS LLC | LUMINEX TRADING & ANALYTICS LLC | LEVEL MARKETS, LLC | KEZAR TRADING, LLC

CRD#: 171752 / SEC#: , 8-69476

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

99 Summer Street Suite 1700, Boston, MA 02110

Mailing Address

99 Summer Street Suite 1700, Boston, MA 02110

Phone number

(617) 286-8080

Established

Delaware since 04/28/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
LEVEL HOLDINGS, LLC	OWNER
DOLAN, JAMES CHRISTOPHER	CHIEF COMPLIANCE OFFICER	3219968
HAGEN, DAVID WALTER	CHIEF PRODUCT OFFICER	2101752
LINARES, JOHN FITZGERALD	GENERAL COUNSEL, CORPORATE SECRETARY	3104547
MIELE, STEPHEN R	CHIEF EXECUTIVE OFFICER	2645590
STUPAY, MICHAEL ELLIOT	FINOP,PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER	2287906

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ilisa Gruber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ilisa Gruber's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIQUIDNET, INC.

THOMAS WEISEL PARTNERS LLC

SCHRODER & CO. INC.

SALOMON BROTHERS INC.

CREDIT SUISSE SECURITIES (USA) LLC

RODMAN & RENSHAW INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/24/1992

SIE

Date: 10/1/2018

Series 7

Date: 6/16/1992

FINRA

Current Firm

LEVEL MARKETS, LLC

Contact information

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

LEVEL MARKETS, LLC

TRUST BUT VERIFY

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