John B. Flanagan
Professional summary
John Bernard Flanagan was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, John had worked at 15 firms, which includes GUNNALLEN FINANCIAL INC, HARRISON SECURITIES INC., S.W. BACH & COMPANY, J.P. TURNER & COMPANY L.L.C., DONALD & CO. SECURITIES INC., TRADE.COM ONLINE SECURITIES INC., D.L. CROMWELL INVESTMENTS INC., MERIT CAPITAL ASSOCIATES INC., JOSEPH ROBERTS & CO. INC., MEYERS POLLOCK ROBBINS INC., J.W. BARCLAY & CO. INC., D. H. BLAIR & CO. INC., BERKELEY SECURITIES CORPORATION, H.J. MEYERS & CO. INC., GRUNTAL & CO. L.L.C..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2004 - May 14, 2004
GUNNALLEN FINANCIAL, INC
January 30, 2004 - April 29, 2004
HARRISON SECURITIES, INC.
November 25, 2003 - February 2, 2004
S.W. BACH & COMPANY
September 25, 2002 - December 18, 2003
HARRISON SECURITIES, INC.
August 8, 2002 - October 9, 2002
J.P. TURNER & COMPANY, L.L.C.
November 7, 2000 - August 26, 2002
DONALD & CO. SECURITIES INC.
November 18, 1998 - January 14, 2000
TRADE.COM ONLINE SECURITIES, INC.
September 12, 1997 - October 30, 1998
D.L. CROMWELL INVESTMENTS, INC.
May 8, 1997 - July 8, 1997
MERIT CAPITAL ASSOCIATES, INC.
September 5, 1996 - February 6, 1997
JOSEPH ROBERTS & CO., INC.
January 26, 1996 - August 1, 1996
MEYERS POLLOCK ROBBINS, INC.
March 23, 1995 - January 29, 1996
JOSEPH ROBERTS & CO., INC.
February 16, 1995 - March 28, 1995
J.W. BARCLAY & CO., INC.
August 8, 1994 - January 24, 1995
D. H. BLAIR & CO., INC.
February 7, 1994 - August 26, 1994
BERKELEY SECURITIES CORPORATION
May 14, 1993 - February 4, 1994
H.J. MEYERS & CO., INC.
February 5, 1992 - May 11, 1993
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GUNNALLEN FINANCIAL, INC
CRD#: 17609 / SEC#: , 8-35508
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 13 |
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