Will R. Freeman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Will Ricker Freeman was a registered financial professional .
Will is a previously registered financial professional and started their career in finance in 1969. Will had worked at 11 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2006 - October 17, 2016
WILBANKS SECURITIES, INC.
February 13, 2003 - July 31, 2006
MOLONEY SECURITIES CO., INC.
October 15, 1987 - February 5, 2003
ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.
August 30, 1983 - September 28, 1987
AMERICAN FRONTEER FINANCIAL CORPORATION
August 27, 1982 - March 21, 1983
AMERICAN FRONTEER FINANCIAL CORPORATION
April 13, 1982 - July 27, 1982
FIRST FINANCIAL SECURITIES, INC.
June 8, 1981 - August 20, 1986
SECURITY TRADERS, INC.
January 14, 1980 - June 12, 1981
NTB FINANCIAL CORPORATION
April 10, 1979 - January 24, 1980
C. M. BLAIR, W. O. FOSTER & CO., INC.
January 26, 1977 - April 23, 1979
B. J. LEONARD AND COMPANY, INC.
February 3, 1971 - February 22, 1977
NEWHARD, COOK & CO. INCORPORATED
December 11, 1969 - March 10, 1971
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/4/1966
Registered Representative ExaminationCurrent Firm
WILBANKS SECURITIES, INC.
CRD#: 40673 / SEC#: , 8-49134
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 12 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
