Jean T. Riordan

NEXT LEVEL PRIVATE LLC

Harrison, NY 10528

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CRD#: 2138296

Professional summary

Jean Tobin Riordan, CFP®, who also goes by Jean Tobin Hattar, Jean Kathleen Tobin, Jean Kathleen Tobinhattar, is a registered financial advisor currently at NEXT LEVEL PRIVATE LLC located in Harrison, New York.

Jean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Jean has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jean Tobin Hattar | Jean Kathleen Tobin | Jean Kathleen Tobinhattar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jean Tobin Riordan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

January 18, 2026 - Present

NEXT LEVEL PRIVATE LLC

Office #1: 500 Mamaroneck Avenue Suite 501, Harrison, NY 10528

RIA

CRD#: 313247

Harrison, NY

Past

March 31, 2022 - February 16, 2026

VISION RETIREMENT

RIA

CRD#: 173064

Poughkeepsie, NY

Past

November 29, 2017 - August 16, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

POUGHKEEPSIE, NY

Past

November 29, 2017 - January 28, 2026

LPL FINANCIAL LLC

CRD#: 6413

POUGHKEEPSIE, NY

Past

November 13, 2007 - December 31, 2021

LEXCO WEALTH MANAGEMENT, INC.

RIA

CRD#: 134425

TARRYTOWN, NY

Past

May 18, 2007 - December 6, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

POUGHKEEPSIE, NY

Past

April 16, 2007 - November 29, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

POUGHKEEPSIE, NY

Past

September 22, 2006 - April 18, 2007

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

FISHKILL, NY

Past

June 7, 2001 - April 18, 2007

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

FISHKILL, NY

Past

May 14, 1999 - June 22, 2001

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

October 16, 1995 - May 14, 1999

KEY INVESTMENTS INC.

CRD#: 15873

CLEVELAND, OH

Past

March 2, 1995 - October 26, 1995

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

January 31, 1995 - February 22, 1995

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Past

September 3, 1992 - January 31, 1995

USLIFE EQUITY SALES CORP.

CRD#: 7962

NEW YORK, NY

Past

July 1, 1992 - August 21, 1992

FISCO EQUITY, INC.

CRD#: 24067

LINCOLN, RI

Past

August 5, 1991 - May 19, 1992

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 5, 1991 - May 19, 1992

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEXT LEVEL PRIVATE LLC

NEXT LEVEL PRIVATE LLC | NEXT LEVEL WEALTHCARE LLC

CRD#: 313247 / SEC#: 801-122122

RIA

Registered Investment Advisory firm - (8/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/7/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/2/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/25/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/2/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/23/2006

General Securities Principal Examination

Current Firm

NEXT LEVEL PRIVATE LLC

NEXT LEVEL PRIVATE LLC | NEXT LEVEL WEALTHCARE LLC

CRD#: 313247 / SEC#: 801-122122

RIA

Registered Investment Advisory firm - (8/18/2021 Approved)

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Contact information

Main Address

500 Mamaroneck Avenue Suite 501, Harrison, NY 10528

Mailing Address

Phone number

(914) 431-5255

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEXT LEVEL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (12/1/2025)

Regulatory assets under management

Total Number of Accounts	2,235
AUM (Assets Under Management)	$ 1,054,765,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jean T. Riordan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jean Tobin Riordan's CRS (Customer Relationship Summary).

Certified licenses

Experience

VISION RETIREMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LEXCO WEALTH MANAGEMENT, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

KEYBANC CAPITAL MARKETS INC.

KEY INVESTMENTS INC.

ESSEX NATIONAL SECURITIES, LLC

MARKETING ONE SECURITIES, INC.

USLIFE EQUITY SALES CORP.

FISCO EQUITY, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

NEXT LEVEL PRIVATE LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/7/2000

Series 63

Date: 8/2/1991

SIE

Date: 10/1/2018

Series 7

Date: 1/25/1995

Series 6

Date: 8/2/1991

Series 24

Date: 10/23/2006

Current Firm

NEXT LEVEL PRIVATE LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEXT LEVEL PRIVATE LLC

TRUST BUT VERIFY

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