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AR

Anita P. Rios

MORGAN STANLEY
Purchase, NY 10577-2530
Some features on this profile are disabled
CRD#: 2138217
AR

Professional summary


Anita Parshottam Rios, who also goes by Anita Maru, Anita Parshottam Rios, is a registered financial professional currently at MORGAN STANLEY located in Purchase, New York and EATON VANCE DISTRIBUTORS, INC. located in Boston, Massachusetts.

Anita is registered as a RR (Registered Representative) and started their career in finance in 1992. Anita has worked at 5 firms and has passed the Series 63, SIE, Series 99 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Anita Maru | Anita Parshottam Rios

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Anita Parshottam Rios's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 16, 2018 - Present

MORGAN STANLEY

Office #1: 2000 Westchester Avenue, Purchase, NY 10577-2530
RIA
BD
CRD#: 149777
Purchase, NY
Current

July 11, 2025 - Present

EATON VANCE DISTRIBUTORS, INC.

Office #1: One Post Office Square, Boston, MA 02109
BD
CRD#: 37731
BOSTON, MA
Current

July 11, 2025 - Present

MORGAN STANLEY DISTRIBUTION, INC.

Office #1: 1585 Broadway, New York, NY 10036
BD
CRD#: 30344
New York, NY
Past

June 29, 2022 - February 13, 2024

E*TRADE SECURITIES LLC

BD
CRD#: 29106
Purchase, NY
Past

January 7, 1992 - September 27, 1994

MORGAN STANLEY DW INC.

BD
CRD#: 7556

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/30/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 99
Date: 7/12/2018
Operations Professional Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MS
MORGAN STANLEY DISTRIBUTION, INC.
MAS FUND DISTRIBUTION, INC. | MORGAN STANLEY DISTRIBUTION, INC.

CRD#: 30344 / SEC#: , 8-44766

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1585 Broadway, New York, NY 10036
Mailing Address
1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231
Phone number
(212) 296-7860
Established
Pennsylvania since 02/28/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
MORGAN STANLEY INVESTMENT MANAGEMENT INC.OWNER
FAHEY, LAWRENCE LOUISPRINCIPAL OPERATIONS OFFICER2097212
KASETA, LYNN MCHIEF COMPLIANCE OFFICER6451373
KUSH, ANTHONY NPRINCIPAL FINANCIAL OFFICER AND FINOP7463692
MCMULLEN, FREDERICK ALLENDIRECTOR AND TEXAS DESIGNATED PRINCIPAL2537409
SCHOEN, SAMANTHA JANEDIRECTOR7006907
WITKOS, MATTHEW JOSEPHPRESIDENT AND DIRECTOR2034689

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MORGAN STANLEY DISTRIBUTION, INC.

CRD#: 30344Purchase, NY 10577-2530

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