Hunter B. Knapp
Professional summary
Hunter Bowne Knapp, who also goes by Hunter Bowne Knapp Mr., Hunter Knapp, is a registered financial advisor currently at NORTHERN TRUST INVESTMENTS, INCORPORATED located in Marietta, Georgia and NORTHERN TRUST SECURITIES, INC. located in Chicago, Illinois.
Hunter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Hunter has worked at 17 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Hunter Bowne Knapp's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2020 - Present
NORTHERN TRUST INVESTMENTS, INCORPORATED
April 15, 2020 - Present
NORTHERN TRUST SECURITIES, INC.
Office #1: 181 West Madison, Chicago, IL 60675January 4, 2010 - February 14, 2019
ALLSPRING FUNDS MANAGEMENT, LLC
January 4, 2010 - January 21, 2020
ALLSPRING FUNDS DISTRIBUTOR, LLC
September 22, 2009 - January 4, 2010
EVERGREEN INVESTMENT MANAGEMENT CO
January 10, 2007 - January 4, 2010
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
December 15, 2005 - January 3, 2007
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - January 3, 2007
FRANKLIN DISTRIBUTORS, LLC
October 7, 2003 - December 19, 2005
CITIGROUP GLOBAL MARKETS INC.
October 3, 2003 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
January 3, 2003 - June 3, 2003
VOYA INVESTMENTS DISTRIBUTOR, LLC
September 18, 2000 - December 12, 2002
VP DISTRIBUTORS LLC
February 10, 2000 - September 1, 2000
FAM DISTRIBUTORS, INC.
February 19, 1999 - February 28, 2000
AMUNDI DISTRIBUTOR US, INC.
June 7, 1996 - February 2, 1999
NATIXIS DISTRIBUTION, LLC
December 2, 1993 - June 26, 1996
INVESCO CAPITAL MARKETS, INC.
January 1, 1993 - November 12, 1993
CAPITAL CLIENT GROUP, INC.
May 13, 1991 - August 29, 1991
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD#: 105780 / SEC#: 801-33358
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD#: 105780 / SEC#: 801-33358
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,475 |
| AUM (Assets Under Management) | $ 1,114,770,223,733 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 09/27/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
