Edward T. Lara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Thomas Lara JR, who also goes by Edward Thomas Jr Lara, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1991. Edward had worked at 7 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2006 - December 9, 2014
HIGGINBOTHAM RETIREMENT ADVISORS, INC.
January 2, 2002 - December 31, 2011
GROVE POINT INVESTMENTS, LLC
December 24, 1998 - January 3, 2002
MML INVESTORS SERVICES, LLC
April 13, 1994 - December 31, 1995
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 8, 1992 - December 10, 1993
PRINCIPAL SECURITIES, INC.
September 20, 1991 - March 24, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
September 20, 1991 - March 24, 1992
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
HIGGINBOTHAM RETIREMENT ADVISORS, INC.
CRD#: 128561 / SEC#: 801-62750
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HIGGINBOTHAM RETIREMENT ADVISORS, INC.
CRD#: 128561 / SEC#: 801-62750
Contact information
SEC notice filing (2 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
