Marni A. Cowan

INVESTMENT MANAGEMENT GROUP

Billings, MT 59101

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CRD#: 2137376

Professional summary

Marni Ann Cowan, who also goes by Marni Ann Reading, is a registered financial advisor currently at INVESTMENT MANAGEMENT GROUP located in Billings, Montana.

Marni is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Marni has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marni Ann Reading

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/29/2016 - First Interstate Bank - Financial Institution Duty - 0% - Billings, MT. 2. 11/29/2016 - First Interstate Investment Services - DBA for LPL Business (entity for LPL business) - Billings, MT. 3. 12/19/2017 - No Business Name - Not Investment Related - 643 Avenue B / Billings, MT 59102 - Real Estate Rental - Start Date 07/01/2016 - 0 Hours Per Month / 0 Hours During Trading - I have a renter in the basement of my home.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marni Ann Cowan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2023 - Present

INVESTMENT MANAGEMENT GROUP

Office #1: 402 N. Broadway, Billings, MT 59101

RIA

CRD#: 122166

Billings, MT

Past

November 30, 2016 - January 26, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

BILLINGS, MT

Past

November 29, 2016 - May 1, 2023

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(5/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/11/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/3/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/1/1992

General Securities Representative Examination

Current Firm

INVESTMENT MANAGEMENT GROUP

ANNACO INVESTMENT MANAGEMENT | STOCKMAN WEALTH MANAGEMENT, INC. | STOCKMAN WEALTH MANAGEMENT | STOCKMAN ASSET MANAGEMENT, INC. | INVESTMENT MANAGEMENT GROUP

CRD#: 122166 / SEC#: 801-61567

RIA

Registered Investment Advisory firm - (11/8/2002 Approved)

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Contact information

Main Address

2700 King Ave. W, Billings, MT 59102

Mailing Address

P.o. Box 80850, Billings, MT 59108

Phone number

(406) 655-3960

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/26/2025)

Regulatory assets under management

Total Number of Accounts	2,813
AUM (Assets Under Management)	$ 5,065,457,259

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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D.A. DAVIDSON & CO.

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Advisor Monitoring

Firm Stability Insights

Marni A. Cowan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marni Ann Cowan's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

EDWARD JONES

CETERA INVESTMENT SERVICES LLC

FINTEGRA, LLC

D.A. DAVIDSON & CO.

ROBERT THOMAS SECURITIES, INC

SELKIRK INVESTMENTS, INC.

D.A. DAVIDSON & CO.

Primary Firm SEC Registration

INVESTMENT MANAGEMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 3/11/2013

Series 63

Date: 10/3/1992

SIE

Date: 10/1/2018

Series 7

Date: 9/1/1992

Current Firm

INVESTMENT MANAGEMENT GROUP

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT MANAGEMENT GROUP

TRUST BUT VERIFY

Contact information

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