James G. Freeman
Professional summary
James Gregory Freeman was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
James is a previously registered financial professional and started their career in finance in 1968. Prior to being barred, James had worked at 5 firms, which includes FREEMAN FINANCIAL SERVICES CORPORATION, JAMES G. FREEMAN & ASSOCIATES INC., THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY, CAL-WESTERN SECURITIES CO., CALIFORNIA-WESTERN STATES LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 1974 - September 11, 1996
FREEMAN FINANCIAL SERVICES CORPORATION
December 9, 1970 - September 24, 1974
JAMES G. FREEMAN & ASSOCIATES, INC.
November 7, 1969 - April 8, 1971
THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY
December 18, 1968 - April 21, 1971
CAL-WESTERN SECURITIES CO.
December 10, 1968 - April 21, 1971
CALIFORNIA-WESTERN STATES LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Exams
Series 1
Date: 12/2/1968
Registered Representative ExaminationSeries 00
Date: 11/19/1970
General Securities Principal ExaminationCurrent Firm
FREEMAN FINANCIAL SERVICES CORPORATION
CRD#: 6722 / SEC#: , 8-18010
Contact information
Documents
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