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Mary Jane Dekovessey

CRD# 2137201·Registered 1995 - 2015
Previously Registered: Being a previously registered professional could mean that Mary Jane is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mary Jane Dekovessey, who also goes by Jane Lier Dekovessey, Jane Dekovessey, Mary Jane Dekovessey, Jane Lier, Mary Jane Lier, was a registered financial advisor. Mary Jane was a previously registered financial professional and started their career in finance 1995 - 2015. Mary Jane had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jane Lier Dekovessey, Jane Dekovessey, Mary Jane Dekovessey, Jane Lier, Mary Jane Lier

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

FULCRUM SECURITIES, LLC·CRD# 140084
BD
Oldsmar, FL
March 9, 2012 - April 14, 2015
MORGAN STANLEY·CRD# 149777
BD
Clearwater, FL
June 1, 2009 - June 11, 2010
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Clearwater, FL
April 2, 2007 - June 1, 2009
MORGAN STANLEY DW INC.·CRD# 7556
BD
Clearwater, FL
August 5, 2002 - April 2, 2007
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
October 27, 1999 - October 5, 2001
MJK CLEARING, INC.·CRD# 8678
BD
Minneapolis, MN
January 19, 1999 - October 25, 1999
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Boston, MA
April 1, 1998 - May 28, 1998
BARNETT INVESTMENTS, INC.·CRD# 14897
BD
Jacksonville, FL
December 21, 1996 - April 1, 1998
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
October 24, 1996 - November 12, 1996
ADVEST, INC.·CRD# 10
BD
Hartford, CT
July 23, 1996 - October 29, 1996
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
July 26, 1995 - August 25, 1995

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Current Firm

FS
FULCRUM SECURITIES, LLC

FULCRUM SECURITIES, INC. | OFK SECURITIES, INC. | FULCRUM SECURITIES, LLC

CRD#: 140084 / SEC#: 8-67274
BD
Terminated by SEC on 12/26/2016

Contact Information

Established

Virginia since 05/04/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AHM-PIVOT HOLDINGS LLCDIRECT OWNER—
BARTOW CREEK PARTNERS, LLCDIRECT OWNER—
BEATON, DANIEL STEWARTFINOP4240769
BEHRENS, WILLIAM PAULPRESIDENT & CEO16999
LYONS, CYNTHIA DAWNCHIEF COMPLIANCE OFFICER, EXEC. REP, ROSFP, SECRETARY1722606

Disclosures

Regulatory Event

3

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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