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MD

Mary Jane Dekovessey

Some features on this profile are disabled
CRD#: 2137201
MD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mary Jane Dekovessey, who also goes by Jane Lier Dekovessey, Jane Dekovessey, Mary Jane Dekovessey, Jane Lier, Mary Jane Lier, was a registered financial professional .

Mary Jane is a previously registered financial professional and started their career in finance in 1995. Mary Jane had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jane Lier Dekovessey | Jane Dekovessey | Mary Jane Dekovessey | Jane Lier | Mary Jane Lier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 9, 2012 - April 14, 2015

FULCRUM SECURITIES, LLC

BD
CRD#: 140084
OLDSMAR, FL
Past

June 1, 2009 - June 11, 2010

MORGAN STANLEY

BD
CRD#: 149777
CLEARWATER, FL
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
CLEARWATER, FL
Past

August 5, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
CLEARWATER, FL
Past

October 27, 1999 - October 5, 2001

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

January 19, 1999 - October 25, 1999

MJK CLEARING, INC.

BD
CRD#: 8678
MINNEAPOLIS, MN
Past

April 1, 1998 - May 28, 1998

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

December 21, 1996 - April 1, 1998

BARNETT INVESTMENTS, INC.

BD
CRD#: 14897
JACKSONVILLE, FL
Past

October 24, 1996 - November 12, 1996

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

July 23, 1996 - October 29, 1996

ADVEST, INC.

BD
CRD#: 10
HARTFORD, CT
Past

July 26, 1995 - August 25, 1995

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/18/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/14/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/25/1995
General Securities Representative Examination

Current Firm

FS
FULCRUM SECURITIES, LLC
FULCRUM SECURITIES, INC. | OFK SECURITIES, INC. | FULCRUM SECURITIES, LLC

CRD#: 140084 / SEC#: , 8-67274

BD
Terminated by SEC on 12/26/2016
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Contact information

Main Address
Mailing Address
Phone number
Established
Virginia since 05/04/2004
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
AHM-PIVOT HOLDINGS LLCDIRECT OWNER
BARTOW CREEK PARTNERS, LLCDIRECT OWNER
BEATON, DANIEL STEWARTFINOP4240769
BEHRENS, WILLIAM PAULPRESIDENT & CEO16999
LYONS, CYNTHIA DAWNCHIEF COMPLIANCE OFFICER, EXEC. REP, ROSFP, SECRETARY1722606

Disclosures

Regulatory Event3
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FULCRUM SECURITIES, LLC

CRD#: 140084

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