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Michael Keith Campbell

CRD# 2137070·Registered 1994 - 2015
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Keith Campbell, who also goes by M Keith Campbell, M. Keith Campbell, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1994 - 2015. Michael had worked at 16 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

M Keith Campbell, M. Keith Campbell

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Greenwood Village, CO
June 17, 2015 - September 21, 2015
CAPITAL BROKERAGE CORPORATION·CRD# 10465
BD
Glen Allen, VA
June 24, 2013 - April 2, 2014
SECURITIES AMERICA, INC.·CRD# 10205
BD
Scottsdale, AZ
January 24, 2012 - June 12, 2012
INDEPENDENT FINANCIAL GROUP, LLC·CRD# 7717
BD
Phoenix, AZ
May 9, 2005 - July 8, 2008
CENTAURUS FINANCIAL, INC.·CRD# 30833
BD
Anaheim, CA
April 2, 2004 - June 1, 2005
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
April 4, 2002 - April 10, 2002
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
December 8, 2000 - December 5, 2001
PROTRADER SECURITIES L.P.·CRD# 35233
BD
Austin, TX
October 6, 1998 - March 8, 2000
LANDMARK SECURITIES CORPORATION·CRD# 39506
BD
Houston, TX
May 6, 1998 - September 17, 1998
TREND TRADER, LLC·CRD# 43635
BD
Scottsdale, AZ
January 5, 1998 - February 3, 1998
TERRA NOVA FINANCIAL, LLC·CRD# 37761
BD
New York, NY
September 2, 1997 - January 22, 1998
BLOCK TRADING INC.·CRD# 36666
BD
Houston, TX
February 11, 1997 - April 30, 1997
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER·CRD# 20804
BD
Scottsdale, AZ
August 20, 1996 - September 5, 1996
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
May 8, 1996 - May 31, 1996
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
July 22, 1994 - March 20, 1996
COLUMBUS FINANCIAL, INC.·CRD# 22709
BD
Beverly Hills, CA
March 28, 1994 - June 17, 1994

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Current Firm

MF
MSI FINANCIAL SERVICES, INC.

METLIFE SECURITIES INC. | MSI FINANCIAL SERVICES, INC. | METLIFE SECURITIES, INC

CRD#: 14251 / SEC#: 801-22306, 8-30447
BD
Terminated by SEC on 07/03/2017

Contact Information

Main Address

1295 State Street, Springfield, MA 01111

Established

Delaware since 08/15/1983

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

FUND SELECT/FUND SELECT PREMIER PROGRAMS DISCLOSURE BROCHURE (1/3/2017)

Direct owners and executive officers

NamePositionCRD#
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYDIRECT OWNER—
BENSON, WENDY ANNCHIEF EXECUTIVE OFFICER AND DIRECTOR2140720
CHICARES, ELIZABETH WARDDIRECTOR2194754
FANNING, MICHAEL ROBERTDIRECTOR1620072
FRANCELLA, AMYSECRETARY AND CHIEF LEGAL OFFICER1881552
FREDERICK, CHRISTINE SPENCERCHIEF COMPLIANCE OFFICER2641636
HOLTZER, DAVID MICHAELPRESIDENT4345697

Disclosures

Regulatory Event

41

Civil Event

1

Arbitration

13

Bond

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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