Ian F. Smith

ASSUREDPARTNERS INVESTMENT ADVISORS

Madison, WI 53713

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CRD#: 2136837

Professional summary

Ian Francis Smith, who also goes by Ian F Smith, is a registered financial advisor currently at ASSUREDPARTNERS INVESTMENT ADVISORS located in Madison, Wisconsin.

Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Ian has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ian F Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 12/11/2013-STAFFORD FINANCIAL CONSULTING GROUP, LLC/DBA ONLY/90%/MADISON,WI; insurance agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Francis Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2025 - Present

ASSUREDPARTNERS INVESTMENT ADVISORS

Office #1: 2501 West Beltline Highway Suite 103, Madison, WI 53713

RIA

CRD#: 309550

Madison, WI

Past

May 22, 2019 - January 23, 2023

IFP SECURITIES, LLC

CRD#: 297287

TAMPA, FL

Past

January 8, 2014 - May 23, 2019

LPL FINANCIAL LLC

CRD#: 6413

MADISON, WI

Past

September 30, 2011 - April 1, 2013

HARBOUR INVESTMENTS, INC.

CRD#: 19258

MADISON, WI

Past

August 12, 2009 - September 30, 2011

COORDINATED CAPITAL SECURITIES, INC.

CRD#: 14762

MADISON, WI

Past

November 21, 2006 - July 1, 2009

BAKER TILLY CAPITAL, LLC

CRD#: 115333

MADISON, WI

Past

June 2, 2000 - November 30, 2006

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

MADISON, WI

Past

July 1, 1991 - January 1, 1997

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

July 1, 1991 - January 1, 1997

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSUREDPARTNERS INVESTMENT ADVISORS

CRD#: 309550 / SEC#: 801-117771

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(1/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/5/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/1/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ASSUREDPARTNERS INVESTMENT ADVISORS

CRD#: 309550 / SEC#: 801-117771

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

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Contact information

Main Address

4600 W. Cypress Street Suite 405, Tampa, FL 33607

Mailing Address

Phone number

(407) 708-0050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSUREDPARTNERS INVESTMENT ADVISORS ADV PART 2A SEPT 2, 2025 (9/2/2025)

Regulatory assets under management

Total Number of Accounts	3,759
AUM (Assets Under Management)	$ 3,251,947,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ian F. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Francis Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

IFP SECURITIES, LLC

LPL FINANCIAL LLC

HARBOUR INVESTMENTS, INC.

COORDINATED CAPITAL SECURITIES, INC.

BAKER TILLY CAPITAL, LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

ASSUREDPARTNERS INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/2025

Series 63

Date: 5/5/2000

SIE

Date: 10/1/2018

Series 6

Date: 3/1/2000

Current Firm

ASSUREDPARTNERS INVESTMENT ADVISORS

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSUREDPARTNERS INVESTMENT ADVISORS

TRUST BUT VERIFY

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