Sieghardus Sylla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sieghardus Sylla, who also goes by Sieg Sylla, was a registered financial professional .
Sieghardus is a previously registered financial professional and started their career in finance in 1991. Sieghardus had worked at 11 firms and has passed the Series 63, SIE, Series 87, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2014 - November 11, 2014
SEAPORT GLOBAL SECURITIES LLC
November 20, 2012 - November 11, 2014
GHS TRADING LLC
April 1, 2009 - November 11, 2014
GLOBAL HUNTER SECURITIES, LLC
October 22, 2004 - December 8, 2008
C.K. COOPER & COMPANY, INC.
October 3, 2000 - April 3, 2002
ROTH CAPITAL PARTNERS, LLC
October 1, 1998 - November 10, 2000
NATIONAL CLEARING CORP.
January 10, 1997 - April 3, 1998
NATIONAL CLEARING CORP.
June 13, 1995 - January 30, 1997
SHAMROCK PARTNERS, LTD
February 24, 1995 - July 20, 1995
TEXAS CAPITAL SECURITIES, INC.
September 21, 1994 - January 31, 1995
SECURITIES AMERICA, INC.
April 29, 1993 - September 26, 1994
ROTH CAPITAL PARTNERS, LLC
January 28, 1992 - May 6, 1993
PRUDENTIAL EQUITY GROUP, LLC
April 25, 1991 - December 20, 1991
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/3/2004
Limited Representative-Equity Trader ExamCurrent Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
