Bart M. Ackermann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bart M Ackermann SR, who also goes by Bart Matthew Ackermann Sr, was a registered financial professional .
Bart is a previously registered financial professional and started their career in finance in 1991. Bart had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2016 - June 9, 2017
IFS SECURITIES
August 5, 2003 - July 19, 2016
ALLSTATE FINANCIAL SERVICES, LLC
February 2, 1996 - July 21, 2003
UBS FINANCIAL SERVICES INC.
April 20, 1993 - February 5, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 14, 1991 - April 21, 1993
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
IFS SECURITIES
CRD#: 40375 / SEC#: , 8-49020
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
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