Scott D. Fryklund
Professional summary
Scott David Fryklund is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1991. Scott has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott David Fryklund's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 26, 2018 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 9, 2005 - August 17, 2006
USALLIANZ SECURITIES, INC.
July 6, 2001 - January 26, 2005
WOODBURY FINANCIAL SERVICES, INC.
July 13, 1999 - August 2, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 1, 1999 - June 25, 1999
MARQUETTE FINANCIAL GROUP, INC.
April 19, 1991 - September 23, 1998
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2019)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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