Scott D. Fryklund
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott David Fryklund was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1991. Scott had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2018 - December 31, 2025
THE LEADERS GROUP, INC.
August 9, 2005 - August 17, 2006
USALLIANZ SECURITIES, INC.
July 6, 2001 - January 26, 2005
WOODBURY FINANCIAL SERVICES, INC.
July 13, 1999 - August 2, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 1, 1999 - June 25, 1999
MARQUETTE FINANCIAL GROUP, INC.
April 19, 1991 - September 23, 1998
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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