Timothy C. Wheeler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Craig Wheeler was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1991. Timothy had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2021 - March 25, 2025
CONSULTAS
August 20, 2018 - March 31, 2021
CONSULTAS
May 3, 2004 - August 3, 2009
BELMONT ASSET MANAGEMENT, INC.
March 26, 1996 - February 4, 2016
EFS ASSET MANAGEMENT LLC
April 5, 1991 - August 4, 2009
BELMONT ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CONSULTAS
CRD#: 298185 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 8,736,460 |
Red Flags
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