Nancy L. Congdon

BLUE WATER WEALTH

PORTLAND, OR 97225

Some features on this profile are disabled

CRD#: 2136551

Professional summary

Nancy Lynn Congdon, CFP® is a registered financial advisor currently at BLUE WATER WEALTH located in Portland, Oregon.

Nancy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Nancy has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 4, Series 51 and Series 24 exams.

Question & Answer

What are your service offerings?

Retirement Income Management

Estate Planning

Investment Planning

Tax Planning

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

8/2012 - Present; Address: 6600 SW 92ND AVENUE, SUITE 100, PORTLAND, OREGON 97223, AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 4hrs/week - .5hrs during TRADING hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Lynn Congdon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

August 7, 2012 - Present

BLUE WATER WEALTH

Office #1: 500 Sw 116th Avenue, Portland, OR 97225

RIA

CRD#: 164432

PORTLAND, OR

Past

August 3, 2012 - June 10, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

PORTLAND, OR

Past

January 19, 2012 - July 19, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PORTLAND, OR

Past

October 4, 2006 - December 31, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PORTLAND, OR

Past

May 13, 1991 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 13, 1991 - August 10, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUE WATER WEALTH

BLUE WATER | BWW | BLUE WATER WEALTH, INC. | BLUE WATER WEALTH

CRD#: 164432 / SEC#: 801-112810

RIA

Registered Investment Advisory firm - (4/6/2018 Approved)

California

Registered Investment Advisory firm - (5/10/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/10/2018 Terminated)

Washington

Registered Investment Advisory firm - (4/18/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(8/7/2012)

IAR

Texas
(9/29/2015)

IAR

Washington
(3/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/23/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/10/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 10/12/2006

Registered Options Principal Examination

Principal/Supervisory Exam

Series 51

Date: 2/17/2005

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/6/1995

General Securities Principal Examination

Current Firm

BLUE WATER WEALTH

BLUE WATER | BWW | BLUE WATER WEALTH, INC. | BLUE WATER WEALTH

CRD#: 164432 / SEC#: 801-112810

RIA

Registered Investment Advisory firm - (4/6/2018 Approved)

California

Registered Investment Advisory firm - (5/10/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/10/2018 Terminated)

Washington

Registered Investment Advisory firm - (4/18/2018 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

500 Sw 116th Avenue, Portland, OR 97225

Mailing Address

Phone number

(503) 296-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FIRM BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	1,078
AUM (Assets Under Management)	$ 384,236,117

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Viengsavanh Bounnam

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Devlin Carothers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Gregory Bowen

MARINER WEALTH

IAR

Portland, OR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nancy L. Congdon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Lynn Congdon's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BLUE WATER WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 2/23/1993

SIE

Date: 10/1/2018

Series 7

Date: 5/10/1991

Series 4

Date: 10/12/2006

Series 51

Date: 2/17/2005

Series 24

Date: 11/6/1995

Current Firm

BLUE WATER WEALTH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUE WATER WEALTH

TRUST BUT VERIFY

Contact information

Similar Advisors