DR
Daniel J. Ripley
IBN FINANCIAL SERVICES
Spokane, WA
Some features on this profile are disabled
CRD#: 2136504
DR
Professional summary
Daniel Joseph Ripley is a registered financial advisor currently at IBN FINANCIAL SERVICES, INC. located in Spokane, Washington.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Daniel has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NATIONAL INSURANCE CORP. 5/2016 DOING FIXED INSURANCE AND SECURITIES.I SELL TRADITIONAL LIFE AND HEALTH INSURANCE.TIME DEVOTED 2 HOURS PER WEEK.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Joseph Ripley's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel Joseph Ripley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 12, 2017 - Present
IBN FINANCIAL SERVICES, INC.
RIA
BD
CRD#: 42360
Spokane, WA
Current
August 16, 2017 - Present
IBN FINANCIAL SERVICES, INC.
Office #1: 404 Old Liverpool Rd, Liverpool, NY 13088RIA
BD
CRD#: 42360
Liverpool, NY
Past
September 16, 2016 - April 28, 2017
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
BELLINGHAM, WA
Past
May 17, 2016 - April 28, 2017
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
BELLINGHAM, WA
Past
January 12, 2016 - July 27, 2016
RIDGEWAY CONGER ADVISORY SERVICES
RIA
CRD#: 139372
Bellingham, WA
Past
January 8, 2015 - December 31, 2015
RIDGEWAY CONGER ADVISORY SERVICES
RIA
CRD#: 139372
BELLINHAM, WA
Past
January 1, 2010 - May 26, 2016
RIDGEWAY & CONGER, INC.
BD
CRD#: 113055
NEW WOODSTOCK, NY
Past
December 23, 2009 - December 31, 2014
RIDGEWAY CONGER ADVISORY SERVICES
RIA
CRD#: 139372
BELLINGHAM, WA
Past
March 3, 2008 - December 31, 2009
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
BELLINGHAM, WA
Past
March 3, 2008 - December 31, 2009
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
BELLINGHAM, WA
Past
December 14, 2007 - March 28, 2008
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
BELLINGHAM, WA
Past
December 14, 2007 - March 28, 2008
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
BELLINGHAM, WA
Past
March 22, 2006 - January 2, 2008
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
BELLINGHAM, WA
Past
May 22, 2002 - June 11, 2002
BLUE VASE SECURITIES, LLC
BD
CRD#: 46765
WASHINGTON, PA
Past
February 21, 1995 - January 2, 2008
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
BELLINGHAM, WA
Past
April 19, 1991 - June 16, 1993
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
April 19, 1991 - June 16, 1993
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
IBN FINANCIAL SERVICES, INC.
IBN FINANCIAL SERVICES, INC | M. ROBERT BURTON ASSOCIATES, INC. | IBN FINANCIAL SERVICES, INC.
CRD#: 42360 / SEC#: 801-111848, 8-49815
RIA
Registered Investment Advisory firm - SEC (10/12/2017 Approved)Kentucky
Registered Investment Advisory firm - SEC (2/1/2018 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (2/1/2018 Terminated)New Jersey
Registered Investment Advisory firm - SEC (2/28/2018 Terminated)New York
Registered Investment Advisory firm - SEC (7/19/2021 Terminated)Oregon
Registered Investment Advisory firm - SEC (8/12/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (2/5/2018 Terminated)Texas
Registered Investment Advisory firm - SEC (2/1/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(8/30/2017)
RR
Washington(8/16/2017)
IAR
Washington(10/12/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IF
IBN FINANCIAL SERVICES, INC.
IBN FINANCIAL SERVICES, INC | M. ROBERT BURTON ASSOCIATES, INC. | IBN FINANCIAL SERVICES, INC.
CRD#: 42360 / SEC#: 801-111848, 8-49815
RIA
Registered Investment Advisory firm - SEC (10/12/2017 Approved)Kentucky
Registered Investment Advisory firm - SEC (2/1/2018 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (2/1/2018 Terminated)New Jersey
Registered Investment Advisory firm - SEC (2/28/2018 Terminated)New York
Registered Investment Advisory firm - SEC (7/19/2021 Terminated)Oregon
Registered Investment Advisory firm - SEC (8/12/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (2/5/2018 Terminated)Texas
Registered Investment Advisory firm - SEC (2/1/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
404 Old Liverpool Rd, Liverpool, NY 13088
Mailing Address
P.o. Box 2365, Liverpool, NY 13089
Phone number
(315) 652-4426
Established
New York since 12/15/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
79
SEC notice filing (18 States and Territories)
FINRA licenses (50 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 180,458,175 |
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
