Omar L. Buttari

LOOP CAPITAL MARKETS LLC

New York, NY 10005

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CRD#: 2136328

Professional summary

Omar Luis Buttari II, who also goes by O J Buttari II, O J Buttari, Omar Luis Buttari Ii, Omar Luis Buttari Jr, Omar Luis Buttari, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in New York, New York.

Omar is registered as a RR (Registered Representative) and started their career in finance in 1991. Omar has worked at 20 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

O J Buttari Ii | O J Buttari | Omar Luis Buttari Ii | Omar Luis Buttari Jr | Omar Luis Buttari

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Omar Luis Buttari II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2018 - Present

LOOP CAPITAL MARKETS LLC

Office #1: 88 Pine Street 25th Floor, New York, NY 10005

RIA

CRD#: 43098

New York, NY

Past

December 7, 2017 - October 5, 2018

B. RILEY SECURITIES, INC.

CRD#: 25027

Los Angeles, CA

Past

March 13, 2015 - December 4, 2017

LOOP CAPITAL MARKETS LLC

CRD#: 43098

LOS ANGELES, CA

Past

March 6, 2012 - March 4, 2015

CASTLEOAK SECURITIES, LP

CRD#: 125334

NEW YORK, NY

Past

March 18, 2011 - March 5, 2012

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

LOS ANGELES, CA

Past

May 7, 2010 - March 7, 2011

BTIG, LLC

CRD#: 122225

LOS ANGELES, CA

Past

March 9, 2007 - May 19, 2010

E.J. DE LA ROSA & CO., INC.

CRD#: 25334

LOS ANGELES, CA

Past

May 30, 2006 - February 26, 2007

FINACORP SECURITIES

CRD#: 41569

IRVINE, CA

Past

February 28, 2005 - June 6, 2006

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

August 13, 2004 - January 25, 2005

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

November 19, 2001 - August 3, 2004

BONDS DIRECT SECURITIES LLC

CRD#: 112297

NEW YORK, NY

Past

August 23, 1999 - December 11, 2001

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

February 17, 1998 - August 29, 2000

AMERICAN SECURITIES GROUP, INC.

CRD#: 43730

CHARLOTTE, NC

Past

June 3, 1996 - September 16, 1999

SUNCOAST CAPITAL GROUP, LTD.

CRD#: 31214

FT. LAUDERDALE, FL

Past

December 20, 1995 - June 24, 1996

GUGGENHEIM INVESTOR SERVICES, LLC

CRD#: 30096

NEW YORK, NY

Past

March 16, 1995 - December 5, 1995

MISCHLER FINANCIAL GROUP, INC.

CRD#: 37818

IRVINE, CA

Past

January 21, 1995 - March 15, 1995

THE SEIDLER COMPANIES INCORPORATED

CRD#: 3911

LOS ANGELES, CA

Past

September 1, 1993 - January 9, 1995

GREAT PACIFIC SECURITIES

CRD#: 29251

COSTA MESA, CA

Past

March 25, 1993 - August 25, 1993

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

August 24, 1992 - February 10, 1993

INTESA SANPAOLO IMI SECURITIES CORP.

CRD#: 19418

NEW YORK, NY

Past

April 3, 1991 - August 24, 1992

LIBERTY CAPITAL MARKETS, INC.

CRD#: 16534

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/22/2018)

Exams

State Security Law Exam

Series 63

Date: 5/3/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/30/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/30/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LOOP CAPITAL MARKETS LLC

LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: , 8-50140

Illinois

Registered Investment Advisory firm - SEC (4/4/2012 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Mailing Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Phone number

(312) 913-4900

Established

Delaware since 06/01/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

250

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
LOOP CAPITAL, LLC	OWNER
BERKELEY, STEPHEN SIDNEY	REGULATORY COUNSEL AND CCO	5616433
LUPKIN, IRA ADAM	CHIEF FINANCIAL OFFICER	4463446
REYNOLDS, JAMES JR.	CHIEF EXECUTIVE OFFICER	1162337
SULLIVAN, ANTHONY	CHIEF OPERATING OFFICER	5995264

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Omar L. Buttari

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Omar Luis Buttari II's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY SECURITIES, INC.

LOOP CAPITAL MARKETS LLC

CASTLEOAK SECURITIES, LP

B. RILEY WEALTH MANAGEMENT

BTIG, LLC

E.J. DE LA ROSA & CO., INC.

FINACORP SECURITIES

RAYMOND JAMES & ASSOCIATES, INC.

CANTOR FITZGERALD & CO.

BONDS DIRECT SECURITIES LLC

SUTRO & CO. INCORPORATED

AMERICAN SECURITIES GROUP, INC.

SUNCOAST CAPITAL GROUP, LTD.

GUGGENHEIM INVESTOR SERVICES, LLC

MISCHLER FINANCIAL GROUP, INC.

THE SEIDLER COMPANIES INCORPORATED

GREAT PACIFIC SECURITIES

PRUDENTIAL EQUITY GROUP, LLC

INTESA SANPAOLO IMI SECURITIES CORP.

LIBERTY CAPITAL MARKETS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/3/1991

SIE

Date: 10/1/2018

Series 7

Date: 5/30/1991

Series 24

Date: 4/30/2013

FINRA

Current Firm

LOOP CAPITAL MARKETS LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LOOP CAPITAL MARKETS LLC

TRUST BUT VERIFY

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