Michael V. Korous
Professional summary
Michael Victor Korous, who also goes by Mike Korous, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Katy, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Victor Korous's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 29, 2018 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 21354 Provincial Blvd, Katy, TX 77450-7580September 8, 2000 - July 12, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
May 27, 1999 - September 8, 2000
INVESTORS BROKERAGE SERVICES, INC.
February 25, 1998 - May 19, 1999
PRINCIPAL SECURITIES, INC.
August 8, 1997 - February 2, 1998
MML INVESTORS SERVICES, LLC
August 26, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
August 26, 1991 - August 1, 1997
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/29/2018)
(1/2/2019)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
