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John Barry Chambers

CRD# 2136192·Registered 1991 - 2005
Barred: John Barry Chambers was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

John Barry Chambers, who also goes by John B Chambers, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1991 - 2005. John had worked at 9 firms and has passed the Series 63, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John B Chambers

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

BROOKSTREET SECURITIES CORPORATION·CRD# 14667
BD
San Juan Capistrano, CA
April 12, 2002 - November 1, 2005
BRILL SECURITIES, INC.·CRD# 18565
BD
New York, NY
April 16, 1999 - May 30, 2001
OSCAR GRUSS & SON INCORPORATED·CRD# 2091
BD
New York, NY
September 19, 1997 - April 20, 1999
THE THERMOPYLAE GROUP, INC.·CRD# 3059
BD
New York, NY
December 19, 1996 - October 15, 1997
DONALD & CO. SECURITIES INC.·CRD# 7776
BD
Tinton Falls, NJ
January 18, 1996 - January 1, 1997
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
October 26, 1993 - January 26, 1996
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
August 25, 1993 - October 7, 1993
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
August 12, 1991 - August 25, 1993
COMMONWEALTH ASSOCIATES·CRD# 20833
BD
New York, NY
June 25, 1991 - August 12, 1991

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Current Firm

BS
BROOKSTREET SECURITIES CORPORATION

BROOKSTREET CAPITAL MANAGEMENT | TMG SECURITIES, INC. | FINANCIAL MANAGEMENT ADVISORS,INC. | BROOKSTREET SECURITIES CORPORATION

CRD#: 14667 / SEC#: 8-31032
BD
Cancelled by SEC on 10/26/2016

Contact Information

Established

California since 05/24/1982

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEESHAREHOLDER / OWNER—
BROOKS, STANLEY CLIFTONPRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST31684

Disclosures

Regulatory Event

25

Civil Event

1

Arbitration

22

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1991About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Mar 1994About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jun 1991About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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