John B. Chambers
Professional summary
John Barry Chambers was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, John had worked at 9 firms, which includes BROOKSTREET SECURITIES CORPORATION, BRILL SECURITIES INC., OSCAR GRUSS & SON INCORPORATED, THE THERMOPYLAE GROUP INC., DONALD & CO. SECURITIES INC., MORGAN STANLEY DW INC., LEHMAN BROTHERS INC., PRUDENTIAL EQUITY GROUP LLC, COMMONWEALTH ASSOCIATES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2002 - November 1, 2005
BROOKSTREET SECURITIES CORPORATION
April 16, 1999 - May 30, 2001
BRILL SECURITIES, INC.
September 19, 1997 - April 20, 1999
OSCAR GRUSS & SON INCORPORATED
December 19, 1996 - October 15, 1997
THE THERMOPYLAE GROUP, INC.
January 18, 1996 - January 1, 1997
DONALD & CO. SECURITIES INC.
October 26, 1993 - January 26, 1996
MORGAN STANLEY DW INC.
August 25, 1993 - October 7, 1993
LEHMAN BROTHERS INC.
August 12, 1991 - August 25, 1993
PRUDENTIAL EQUITY GROUP, LLC
June 25, 1991 - August 12, 1991
COMMONWEALTH ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
Red Flags
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