Leslie T. Mcgarity
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Todd Mcgarity, who also goes by Todd Mcgarity, was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1991. Leslie had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2015 - December 31, 2016
OAK MOUNTAIN CAPITAL PARTNERS
February 22, 2011 - January 22, 2014
POLARIS CAPITAL ADVISORS, LLC
September 10, 2010 - February 23, 2011
SPIRE WEALTH MANAGEMENT, LLC
July 14, 2010 - August 30, 2010
SPIRE WEALTH MANAGEMENT, LLC
November 21, 2002 - May 31, 2005
WELLS FARGO CLEARING SERVICES, LLC
June 15, 2002 - May 31, 2005
WELLS FARGO CLEARING SERVICES, LLC
November 9, 1998 - June 15, 2002
WACHOVIA SECURITIES, INC.
April 14, 1992 - October 28, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 4, 1991 - May 11, 1992
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OAK MOUNTAIN CAPITAL PARTNERS
CRD#: 171328 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
