Wayne F. Gorsek
Professional summary
Wayne Fredrick Gorsek was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Wayne is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Wayne had worked at 2 firms, which includes BROWNSTONE CAPITAL CORP., INVESTMENT PLANNERS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 1993 - August 13, 1996
BROWNSTONE CAPITAL CORP.
September 19, 1991 - December 4, 1992
INVESTMENT PLANNERS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BROWNSTONE CAPITAL CORP.
CRD#: 14055 / SEC#: , 8-29349
Contact information
Documents
Red Flags
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