How trustworthy is your Financial Advisor?

CHECK FOR RED FLAGS

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See the full picture before you decide

Nearly 100,000 registered financial advisors have customer disputes, bankruptcies, criminal activity, and more on their records. In 2023, about 60 red flags were recorded daily. That's why it's crucial to check if your advisor has any red flags and decide whether you're comfortable with them.

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ADVISOR PROFILE

1. 11/16/2011: TSTEPKE & ASSOCIATES, INC; Business Entity For Tax/Investment Purposes Only; NOT INV REL; AT REPORTED BUSINESS LOCATION(S); Shell account for tax reporting reasons; TIME SPENT 15%. 2. 05/29/2013 - TSTEPKE & ASSOCIATES INC. -TAX PREP / ACCOUNTING / BOOKKEEPING - TAX PREPARATION - 30% OF TIME SPENT 3. 02/04/2022 - BD Registered Rep with LPL Financial - Investment related - At reported business location(s) - - start date:02/04/2022 - 160 hrs/mo - 7 hrs during trading. 4. 03/03/2022 - Key Wealth Management Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 01/18/2022 - 50 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Key Wealth Management Inc, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

FIRM INFORMATION

Some financial advisors may work at more than one firm. Click view work history below to review their data.

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Todd Andrew Stepke

Experience: 32 years / 6 firms

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