Edwin Preston Charlton
CLU®Professional Summary
Edwin Preston Charlton, CLU®, who also goes by Preston Charlton, is a registered financial advisor currently at WEALTHFORGE SECURITIES, LLC located in Gainesville, Virginia. Edwin is registered as a RR (Registered Representative) and started their career in finance in 1991. Edwin has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 51, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Preston Charlton
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC
Contact Information
Main Address
3431 W. Leigh Street Suite B, Richmond, VA 23230Mailing Address
3431 W. Leigh Street Suite B, Richmond, VA 23230Phone Number
(804) 308-0431Established
Virginia since 07/28/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
3Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/6/2025)
(11/9/2022)
(8/11/2022)
(8/11/2022)
(1/5/2022)
(5/31/2022)
(5/31/2022)
(7/24/2023)
(6/20/2022)
(11/19/2021)
(6/9/2022)
(5/22/2024)
(12/10/2021)
(1/5/2022)
(3/3/2022)
(4/18/2022)
(9/12/2023)
(6/20/2022)
(11/12/2021)
(1/9/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1991About the Series 6 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Feb 1998SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Edwin Preston Charlton's CRS (Customer Relationship Summary).
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