Edwin P. Charlton
Professional summary
Edwin Preston Charlton, CLU®, who also goes by Preston Charlton, is a registered financial professional currently at WEALTHFORGE SECURITIES, LLC located in Gainesville, Virginia.
Edwin is registered as a RR (Registered Representative) and started their career in finance in 1991. Edwin has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 51, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edwin Preston Charlton's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2021 - Present
WEALTHFORGE SECURITIES, LLC
Office #1: 7051 Heathcote Village Way Suite 200, Gainesville, VA 20155June 14, 2019 - October 21, 2021
ALLSTATE FINANCIAL SERVICES, LLC
May 28, 2018 - May 28, 2019
STATE FARM VP MANAGEMENT CORP.
July 10, 2002 - June 10, 2016
STATE FARM VP MANAGEMENT CORP.
August 22, 1995 - April 10, 2002
MORGAN STANLEY DW INC.
March 15, 1993 - July 20, 1995
UCB INVESTOR SERVICES, INC.
April 26, 1991 - March 23, 1993
THE VARIABLE ANNUITY MARKETING COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/6/2025)
(11/9/2022)
(10/31/2023)
(8/11/2022)
(8/11/2022)
(1/5/2022)
(5/31/2022)
(5/31/2022)
(7/24/2023)
(6/20/2022)
(11/19/2021)
(6/9/2022)
(10/4/2022)
(8/3/2023)
(5/22/2024)
(12/10/2021)
(1/5/2022)
(3/3/2022)
(9/23/2024)
(4/18/2022)
(9/12/2023)
(6/20/2022)
(11/12/2021)
(1/9/2025)
Exams
Series 8
Date: 2/27/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
WEALTHFORGE SECURITIES, LLC
CRD#: 152550 / SEC#: , 8-68464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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Company Information
WEALTHFORGE SECURITIES, LLC
CRD#: 152550Gainesville, VA 20155TRUST BUT VERIFY
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