Samuel W. Freed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Wells Freed, who also goes by Buddy Freed, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1966. Samuel had worked at 7 firms and has passed the Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 1996 - November 7, 2002
INTERCOASTAL CAPITAL MARKETS, INC.
September 25, 1995 - February 8, 1996
QUAKER SECURITIES, INC.
October 10, 1994 - August 24, 1995
STUART, COLEMAN & CO., INC.
June 21, 1988 - October 7, 1994
HAPOALIM SECURITIES USA, INC.
September 6, 1983 - June 1, 1988
PHILIPS, APPEL & WALDEN, INC.
May 15, 1975 - September 12, 1983
MULLER AND COMPANY, INC.
May 16, 1974 - May 17, 1975
PHILIPS, APPEL & WALDEN, INC.
September 26, 1966 - September 5, 1975
PRESSMAN, FROHLICH & FROST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/8/1977
AMEX Put and Call ExamSeries 1
Date: 4/6/1959
Registered Representative ExaminationCurrent Firm
INTERCOASTAL CAPITAL MARKETS, INC.
CRD#: 83 / SEC#: , 8-9698
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
