Robert T. Fischbach

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CRD#: 2135504

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Thomas Fischbach was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 5, 2023 - December 18, 2025

COPPER RIVER ADVISORS LLC

RIA

CRD#: 173394

ENGLEWOOD, CO

Past

January 3, 2012 - May 4, 2023

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

SAN FRANCISCO, CA

Past

April 22, 2009 - December 31, 2011

BLACKROCK FUND DISTRIBUTION COMPANY

CRD#: 146183

SAN FRANCISCO, CA

Past

April 4, 2003 - May 4, 2023

BLACKROCK FUND ADVISORS

RIA

CRD#: 105247

SAN FRANCISCO, CA

Past

November 20, 2002 - December 31, 2009

BLACKROCK EXECUTION SERVICES

CRD#: 39438

SAN FRANCISCO, CA

Past

January 11, 2001 - November 14, 2002

BACAP DISTRIBUTORS, LLC

CRD#: 46088

CHARLOTTE, NC

Past

February 24, 1999 - January 26, 2001

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Past

September 16, 1994 - December 22, 1994

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.

CRD#: 27884

SAN MATEO, CA

Past

March 24, 1993 - June 1, 1993

TEMPLETON FUNDS DISTRIBUTOR, INC.

CRD#: 3329

ST. PETERSBURG, FL

Past

February 18, 1993 - September 16, 1994

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

SAN MATEO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/30/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/22/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/23/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/27/2002

General Securities Principal Examination

Current Firm

COPPER RIVER ADVISORS LLC

COPPER RIVER ADVISORS LLC | ETTEN, JIM

CRD#: 173394 / SEC#: 801-114280

RIA

Registered Investment Advisory firm - (3/4/2020 Terminated)

Colorado

Registered Investment Advisory firm - (2/12/2020 Approved)

New York

Registered Investment Advisory firm - (8/16/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

383 Inverness Parkway Suite 120, Englewood, CO 80112

Mailing Address

Phone number

(303) 513-0705

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	205
AUM (Assets Under Management)	$ 88,039,899

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Robert T. Fischbach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BLACKROCK INVESTMENTS, LLC

BLACKROCK FUND DISTRIBUTION COMPANY

BLACKROCK FUND ADVISORS

BLACKROCK EXECUTION SERVICES

BACAP DISTRIBUTORS, LLC

STEPHENS

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.

TEMPLETON FUNDS DISTRIBUTOR, INC.

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/1999

Series 63

Date: 3/30/1999

SIE

Date: 10/1/2018

Series 7

Date: 1/22/2001

Series 6

Date: 2/23/1999

Series 24

Date: 2/27/2002

Current Firm

COPPER RIVER ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COPPER RIVER ADVISORS LLC

TRUST BUT VERIFY

Contact information

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