Edsel T. Jamias
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edsel Ty Jamias, who also goes by Edsel T Jamias, Edsel Ty Jamias, Edsel Jamias, was a registered financial professional .
Edsel is a previously registered financial professional and started their career in finance in 1994. Edsel had worked at 15 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 31 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2021 - May 26, 2021
AMERITAS INVESTMENT COMPANY, LLC
January 5, 2021 - May 26, 2021
AMERITAS INVESTMENT COMPANY, LLC
June 8, 2020 - January 5, 2021
BROOKSTONE CAPITAL MANAGEMENT LLC
February 27, 2018 - January 7, 2019
TD AMERITRADE, INC.
February 26, 2018 - January 7, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - January 7, 2019
TD AMERITRADE, INC.
March 9, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
March 8, 2017 - February 26, 2018
SCOTTRADE, INC.
December 5, 2016 - March 14, 2017
PLANUP FINANCIAL
July 28, 2016 - September 22, 2016
EK RILEY INVESTMENTS, LLC
July 28, 2016 - September 22, 2016
EK RILEY INVESTMENTS, LLC
April 11, 2016 - July 22, 2016
NYLIFE SECURITIES LLC
May 8, 2015 - December 21, 2015
EDWARD JONES
February 25, 2015 - December 21, 2015
EDWARD JONES
October 27, 1997 - November 19, 1998
AMERICAN CENTURY BROKERAGE, INC.
June 30, 1997 - September 9, 1997
CITIGROUP GLOBAL MARKETS INC.
October 24, 1996 - June 20, 1997
MORGAN STANLEY DW INC.
March 12, 1996 - November 4, 1996
E*TRADE SECURITIES LLC
October 19, 1994 - November 30, 1994
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
