John D. Mackin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Drott Mackin, who also goes by John D Mackin, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2016 - July 25, 2017
TOBIN & COMPANY SECURITIES LLC
January 30, 2014 - July 25, 2016
TANGENT CAPITAL PARTNERS, LLC
August 8, 2011 - February 13, 2012
REVERE SECURITIES LLC
September 16, 2010 - June 13, 2011
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
May 1, 2009 - November 2, 2009
NEXBANK SECURITIES INC
June 5, 2003 - February 10, 2004
LAZARD ASSET MANAGEMENT LLC
July 10, 1997 - February 10, 2004
LAZARD FRERES & CO. LLC
March 22, 1994 - May 9, 1997
METROPOLITAN LIFE INSURANCE COMPANY
March 22, 1994 - May 9, 1997
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TOBIN & COMPANY SECURITIES LLC
CRD#: 137918 / SEC#: , 8-67134
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOBIN & COMPANY INVESTMENT BANKING GROUP LLC | PARENT COMPANY | |
| TOBIN, JUSTINE EIDT | CHIEF COMPLIANCE OFFICER | 1641345 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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