Allen S. Freed
Professional summary
Allen Steven Freed was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Allen is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Allen had worked at 13 firms, which includes LAMPOST CAPITAL L.C., FIRST COLONIAL SECURITIES, VFINANCE INVESTMENTS INC, D.L. CROMWELL INVESTMENTS INC., WALL STREET EQUITIES INCORPORATED, REYNOLDS KENDRICK STRATTON INC., EMANUEL AND COMPANY, R.B. WEBSTER INVESTMENTS INC., A.J. MICHAELS & CO. LTD., FIRST INDEPENDENCE GROUP INC., G. K. SCOTT & CO. INC., VANDERBILT SECURITIES INC., GREENTREE SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2003 - January 2, 2004
LAMPOST CAPITAL, L.C.
February 26, 2001 - January 1, 2002
FIRST COLONIAL SECURITIES
October 24, 2000 - October 22, 2003
VFINANCE INVESTMENTS, INC
April 2, 1998 - November 2, 2000
D.L. CROMWELL INVESTMENTS, INC.
February 27, 1995 - April 22, 1998
WALL STREET EQUITIES INCORPORATED
March 2, 1994 - July 20, 1994
REYNOLDS KENDRICK STRATTON, INC.
August 12, 1993 - March 31, 1994
EMANUEL AND COMPANY
May 18, 1992 - August 12, 1993
R.B. WEBSTER INVESTMENTS, INC.
May 1, 1992 - May 19, 1992
A.J. MICHAELS & CO., LTD.
August 19, 1991 - May 7, 1992
FIRST INDEPENDENCE GROUP INC.
April 8, 1991 - September 24, 1991
R.B. WEBSTER INVESTMENTS, INC.
June 18, 1990 - April 19, 1991
G. K. SCOTT & CO., INC.
November 21, 1988 - July 9, 1990
VANDERBILT SECURITIES, INC.
July 6, 1981 - November 29, 1988
GREENTREE SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/19/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 11/15/1973
Registered Representative ExaminationCurrent Firm
LAMPOST CAPITAL, L.C.
CRD#: 43706 / SEC#: , 8-50382
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MICHAEL S. MEADE IRREVOCABLE CREDIT SHELTER TRUST 09/28/2021 | NON-VOTING OWNER | |
| MINDY J. MEADE IRREVOCABLE CREDIT SHELTER TRUST 09/28/2021 | NON-VOTING OWNER | |
| POLLACK, GREGG ALLAN | CCO | 2653630 |
| MEADE, MICHAEL SPENCER | PRESIDENT / FINOP/COMPLIANCE OFFICIAL/ TRUSTEE, MINDY J. MEADE IRREVOCABLE CREDIT SHELTER TRUST | 1738234 |
| MEADE, MINDY JANA | TRUSTEE, MICHAEL S. MEADE IRREVOCABLE CREDIT SHELTER TRUST | 7446069 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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