Brendan M. Edmonds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brendan Michael Edmonds was a registered financial professional .
Brendan is a previously registered financial professional and started their career in finance in 1991. Brendan had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2022 - November 20, 2024
TJM INVESTMENTS, LLC
March 28, 2016 - June 7, 2019
TRADITION SECURITIES AND DERIVATIVES LLC
February 9, 2015 - March 8, 2016
DEALERWEB LLC
April 1, 2014 - January 22, 2015
WHITAKER SECURITIES LLC
April 12, 2011 - February 7, 2014
BGC FINANCIAL, L.P.
December 4, 2000 - April 11, 2011
TRADITION SECURITIES AND DERIVATIVES LLC
September 27, 1999 - November 9, 2000
TULLETT LIBERTY BROKERAGE INC.
August 20, 1993 - October 4, 1999
TULLETT & TOKYO SECURITIES, INC.
July 19, 1993 - August 3, 1993
F.N. WOLF & CO., INC.
August 6, 1991 - June 1, 1993
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TJM INVESTMENTS, LLC
CRD#: 46300 / SEC#: , 8-51370
Contact information
FINRA licenses (34 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TJM HOLDINGS, LLC | HOLDING COMPANY | |
| BEITLER, STEVE ALLEN | CHIEF EXECUTIVE OFFICER | 1893827 |
| BURKE, JOHN TERRENCE | CHIEF OPERATING OFFICER | 2116593 |
| DANG, STACY BINH | CHIEF COMPLIANCE OFFICER | 3143275 |
| MURPHY, THOMAS JAMES | CO-MANAGER | 857354 |
| RISINGER, COLLEEN SULLIVAN | FINOP CFO | 2812053 |
| SKWERES, DENISE PAREJKO | FINOP CFO | 5332253 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
