Thomas A. Hagar
Professional summary
Thomas Andrew Hagar was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Thomas is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Thomas had worked at 2 firms, which includes HAGAR FINANCIAL CORP., FSC SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 1997 - December 20, 2001
HAGAR FINANCIAL CORP.
April 26, 1996 - April 18, 1997
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 28
Date: 7/12/1996
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
HAGAR FINANCIAL CORP.
CRD#: 42301 / SEC#: , 8-49790
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HAGAR DIVERSIFIED HOLDINGS, INC. | OWNER | |
| HAGAR, THOMAS ANDREW | PRESIDENT/MUNI PRINCIPAL | 2135235 |
Disclosures
| Regulatory Event | 2 |
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