Scott D. Grittinger

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CRD#: 2135193

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott David Grittinger, CFP®, who also goes by Scott D Grittinger, was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 1991. Scott had worked at 7 firms and has passed the Series 63, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Scott D Grittinger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Past

June 24, 2003 - April 30, 2024

THE MILWEALTH GROUP, LLC

RIA

CRD#: 108931

MILWAUKEE, WI

Past

April 4, 2001 - May 23, 2003

ARTISAN PARTNERS DISTRIBUTORS LLC

CRD#: 45446

MILWAUKEE, WI

Past

March 29, 1993 - March 30, 2001

STRONG INVESTMENTS, INC.

CRD#: 15658

MENOMONEE FALLS, WI

Past

December 16, 1991 - November 6, 1992

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 16, 1991 - November 6, 1992

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

May 16, 1991 - January 28, 1992

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

May 16, 1991 - January 28, 1992

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE MILWEALTH GROUP, LLC

CRD#: 108931 / SEC#: 801-56927

RIA

Registered Investment Advisory firm - (10/27/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/17/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/6/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/15/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/10/2000

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 2/27/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

THE MILWEALTH GROUP, LLC

CRD#: 108931 / SEC#: 801-56927

RIA

Registered Investment Advisory firm - (10/27/1999 Approved)

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Contact information

Main Address

125 South 84th Street Suite 130, Milwaukee, WI 53214-1498

Mailing Address

Phone number

(414) 475-1369

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (1/17/2025)

Regulatory assets under management

Total Number of Accounts	817
AUM (Assets Under Management)	$ 435,783,988

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott D. Grittinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ARTISAN PARTNERS DISTRIBUTORS LLC

STRONG INVESTMENTS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

THE MILWEALTH GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/17/1991

Series 7

Date: 1/6/1992

Series 6

Date: 5/15/1991

Series 24

Date: 1/10/2000

Series 26

Date: 2/27/1997

Current Firm

THE MILWEALTH GROUP, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE MILWEALTH GROUP, LLC

TRUST BUT VERIFY

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