Lisa K. Hinds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lisa Kathryn Hinds was a registered financial professional .
Lisa is a previously registered financial professional and started their career in finance in 1998. Lisa had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2018 - January 13, 2021
ENTRUST GLOBAL SECURITIES LLC
January 26, 2011 - August 8, 2011
ALADDIN CAPITAL LLC
April 15, 2009 - January 25, 2011
KAUFMAN BROS., L.P.
February 25, 2008 - January 6, 2009
SOLEIL SECURITIES CORPORATION
July 11, 2005 - August 28, 2007
VISTA RESEARCH BROKERAGE, INC.
March 4, 2003 - April 18, 2005
J.P. MORGAN SECURITIES LLC
December 14, 1998 - February 14, 2003
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/14/2003
Limited Representative-Equity Trader ExamCurrent Firm
ENTRUST GLOBAL SECURITIES LLC
CRD#: 146443 / SEC#: , 8-67822
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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