Anthony J. Cook
Professional summary
Anthony John Raine Cook, who also goes by Anthony Cook, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in New York, New York and SANFORD C. BERNSTEIN & CO., LLC located in New York, New York.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Anthony has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony John Raine Cook's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2014 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 66 Hudson Boulevard East, New York, NY 10001January 9, 2014 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 66 Hudson Boulevard East, New York, NY 10001January 2, 2013 - December 12, 2013
IMST DISTRIBUTORS, LLC
January 7, 2011 - December 31, 2012
GRAND DISTRIBUTION SERVICES, LLC
December 20, 2006 - December 31, 2014
W.P. STEWART & CO., LLC
April 22, 2002 - December 31, 2010
W. P. STEWART SECURITIES LLC
October 1, 2000 - April 8, 2002
BROWN BROTHERS HARRIMAN & CO.
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2014)
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(1/9/2014)
(1/9/2014)
(12/3/2019)
(1/9/2014)
(1/15/2014)
(1/9/2014)
(1/16/2014)
(1/9/2014)
(1/28/2019)
(1/9/2014)
(1/9/2014)
(1/9/2014)
(1/9/2014)
(1/9/2014)
(2/22/2019)
(1/9/2014)
(1/9/2014)
(5/7/2021)
(1/27/2020)
(1/9/2014)
(3/10/2021)
(1/9/2014)
(1/9/2014)
(9/22/2020)
(1/19/2022)
(1/9/2014)
(1/9/2014)
(1/9/2014)
(11/21/2019)
Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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