Sylvia F. Owens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sylvia Frances Owens, who also goes by Sylvia Frances Balogh, was a registered financial professional .
Sylvia is a previously registered financial professional and started their career in finance in 1991. Sylvia had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2014 - April 15, 2015
XT CAPITAL PARTNERS, LLC
May 20, 2011 - July 5, 2012
MORGAN CREEK CAPITAL DISTRIBUTORS, LLC
April 16, 2009 - May 20, 2011
JUNIPER CAPITAL GROUP, LLC
July 10, 2008 - February 24, 2009
SIXPOINT PARTNERS LLC
October 11, 2007 - June 26, 2008
HAPOALIM SECURITIES USA, INC.
April 27, 1994 - May 4, 2007
GOLDMAN SACHS & CO. LLC
March 3, 1992 - August 11, 1992
LEHMAN BROTHERS INC.
April 22, 1991 - September 4, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
XT CAPITAL PARTNERS, LLC
CRD#: 118719 / SEC#: , 8-53683
Contact information
FINRA licenses (16 States and Territories)
Red Flags
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