AP
Alex D. Pawlawski
HORNOR, TOWNSEND & KENT
Wexford, PA 15090
Some features on this profile are disabled
CRD#: 2134780
AP
Professional summary
Alex Donald Pawlawski, who also goes by Alex D Pawlawski, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Wexford, Pennsylvania.
Alex is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Alex has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex D Pawlawski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 21ST CENTURY FINANCIAL, | POSITION HELD: AGENT | ADDRESS: 52 PINE CREEK RD., WEXFORD, PA 15090 | START DATE: 08/2009 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: 101-140 HRS | DESCRIPTION OF DUTIES: SALE OF LIFE, HEALTH, DISABILITY, MEDICAL, LTC AND ANNUITY INSURANCE PRODUCTS. 2) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: BASIC CONCEPTS FINANCIAL SERVICES, INC. | POSITION HELD: OTHER | ADDRESS: 52 PINE CREEK, RD., WEXFORD, PA, | START DATE: 1997 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: OVER 140 HRS | DESCRIPTION OF DUTIES: ASSISTING CLIENTS IN THE PURCHASE OF HOMEOWNERS, AUTO, COMMERCIAL AND LIABILITY PROTECTIONS AND SALES AND SERVICES FOR SMALL AND MEDIUM SIZE COMPANIES FOR EMPLOYEE BENEFITS TO INCLUDE MEDICAL, DENTAL, LIFE AND VOLUNTARY PLANS. 3) HUNTING CAMP | INVESTMENT RELATED: NO | DBA NAME: N/A | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: UPPER MUDLIC ROAD, EDDIESVILLE, PA, | START DATE: 10/007 | NATURE OF ACTIVITY: OTHER | APPROX HRS PER MTH: LESS THAN 10 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 HRS | DESCRIPTION OF DUTIES: CO-OWNER OF CAMP FOR HUNTING PURPOSES. 4) PRE-PAID LEGAL SERVICE | INVESTMENT RELATED: NO | DBA NAME: N/A | POSITION HELD: OTHER | ADDRESS: 52 PINE CREEK, RD., WEXFORD, PA, | START DATE: 2003 | NATURE OF ACTIVITY: OTHER | APPROX HRS PER MTH: LESS THAN 10 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 HRS | DESCRIPTION OF DUTIES: PART OF GROUP BENEFITS OFFERING PARTICIPANTS PRE-PAID LEGAL SERVICES. 5) RENTAL PROPERTY OWNER | INVESTMENT RELATED: NO | DBA NAME: DARLINGTON RENTAL PROPERTY, | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 34 PAWLAWSKI LANE, BADEN, PA 15005 | START DATE: 04/03/2014 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 10 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 HRS | DESCRIPTION OF DUTIES: LANDLORD. 6) LITTLE PINE CREEK PROPERTIES LLC |INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER |ADDRESS: 52 PINE CREEK RD WEXFORD PA 15090 | START DATE: 11/1/2017 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 10 |APPROX TRADING HRS PER MTH: LESS THAN 10 |DESCRIPTION OF DUTIES: THE LLC IS BEING CREATED TO PURCHASE THE PROPERTY FOR MY NEW OFFICE. THE BUILDING HAS OTHER TENANTS WHICH WILL PAY RENT TO THE LLC. 7) RENTAL | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 52 PINE CREEK RD WEXFORD PA 15090 | START DATE: 10/1/2018 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: PASSIVE INCOME. 8) HOKIE PROPERTIES LLC | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: OFFICER | ADDRESS: 34 PAWLAWSKI LANE BADEN PA 15005 | START DATE: 12/1/2018 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: RENT 4 BEDROOM TOWNHOUSE RENTAL UNIT IN BLACKSBURG VA.
CRS (Client Relationship Summary) - RIA
Click below to view Alex Donald Pawlawski's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alex Donald Pawlawski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 5, 2012 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 52 Pine Creek Rd Suite 203, Wexford, PA 15090RIA
BD
CRD#: 4031
Wexford, PA
Current
August 5, 2009 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 52 Pine Creek Rd Suite 203, Wexford, PA 15090RIA
BD
CRD#: 4031
Wexford, PA
Past
October 7, 2003 - July 30, 2009
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
PITTSBURGH, PA
Past
June 23, 1998 - September 25, 2003
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
January 17, 1997 - April 15, 1998
SUMMIT INVESTMENT GROUP, INC.
BD
CRD#: 39982
PITTSBURGH, PA
Past
July 15, 1993 - December 31, 1996
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
September 2, 1992 - July 13, 1993
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
BD
CRD#: 5178
FORT WAYNE, IN
Past
April 24, 1991 - June 30, 1992
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
April 24, 1991 - June 30, 1992
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/16/2018)
RR
North Carolina(9/17/2018)
RR
Ohio(3/4/2016)
RR
Pennsylvania(8/5/2009)
IAR
Pennsylvania(4/5/2012)
RR
Texas(1/12/2023)
IAR
Texas(1/12/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
