Gerald R. Odening

GRO CAPITAL

PRINCETON, NJ

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CRD#: 2134615

Professional summary

Gerald Robert Odening is a registered financial advisor currently at GRO CAPITAL, LLC located in Princeton, New Jersey.

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Gerald has worked at 8 firms and has passed the Series 63, Series 16 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Robert Odening's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2004 - Present

GRO CAPITAL, LLC

RIA

CRD#: 131554

PRINCETON, NJ

Past

January 14, 2003 - September 3, 2003

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

May 1, 2001 - October 25, 2002

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

February 5, 2001 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

February 1, 2000 - February 5, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

May 24, 1999 - February 1, 2000

HAMBRECHT & QUIST LLC

CRD#: 940

SAN FRANCISCO, CA

Past

November 28, 1997 - September 1, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

September 29, 1993 - April 15, 1999

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 11, 1992 - August 10, 1993

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/4/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/6/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 16

Date: 3/31/1993

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 3/10/1992

General Securities Representative Examination

Current Firm

GRO CAPITAL, LLC

CRD#: 131554 / SEC#:

New Jersey

Registered Investment Advisory firm - (11/4/2004 Approved)

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Contact information

Main Address

63 Coryell Street Suite A, Lambertville, NJ 08530

Mailing Address

P.o. Box 149, Princeton, NJ 08542

Phone number

(609) 397-6522

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 11,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gerald R. Odening

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Robert Odening's CRS (Customer Relationship Summary).

Certified licenses

Experience

JEFFERIES LLC

J.P. MORGAN SECURITIES INC.

JPMSI

J.P. MORGAN SECURITIES INC.

HAMBRECHT & QUIST LLC

SALOMON BROTHERS INC.

CITIGROUP GLOBAL MARKETS INC.

LAZARD FRERES & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/6/1992

Series 16

Date: 3/31/1993

Series 7

Date: 3/10/1992

Current Firm

GRO CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GRO CAPITAL, LLC

TRUST BUT VERIFY

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