Brian A. Kiger
Professional summary
Brian Allen Kiger, CFP® is a registered financial professional currently at OSAIC WEALTH, INC. located in Radnor, Pennsylvania.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1991. Brian has worked at 10 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Allen Kiger's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 555 East Lancaster Ave., Ste 505, Radnor, PA 18087July 17, 2020 - June 14, 2024
SECURITIES AMERICA, INC.
February 24, 2020 - July 17, 2020
INVESTACORP, INC.
January 31, 2019 - December 31, 2019
STATE FARM VP MANAGEMENT CORP.
February 3, 2016 - July 6, 2018
INVESTACORP, INC.
April 24, 2014 - December 31, 2015
KESTRA INVESTMENT SERVICES, LLC
June 12, 2013 - April 30, 2014
PRUCO SECURITIES, LLC.
July 27, 2007 - June 6, 2013
HAZLETT, BURT & WATSON, INC.
June 12, 1998 - May 25, 2007
HIMCO DISTRIBUTION SERVICES COMPANY
April 26, 1991 - May 8, 1998
METROPOLITAN LIFE INSURANCE COMPANY
April 26, 1991 - May 8, 1998
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2024)
(6/14/2024)
(6/14/2024)
Exams
Series 7TO
Date: 12/30/2022
General Securities Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
OSAIC WEALTH, INC.
CRD#: 23131Radnor, PA 18087TRUST BUT VERIFY
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