Francis C. Dewolf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Colt Dewolf III was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1991. Francis had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2020 - December 31, 2020
GEORGETOWN WEALTH MANAGEMENT LLC
September 15, 2011 - January 20, 2012
OCEAN CROSS CAPITAL MARKETS LLC
August 13, 2009 - September 1, 2011
SOUTHRIDGE INVESTMENT GROUP LLC
March 11, 2009 - July 27, 2009
TAYLOR FINANCIAL SERVICES, LLC
June 3, 2008 - February 27, 2009
GENESIS GLOBAL TRADING, INC
January 6, 2005 - June 2, 2008
OPPENHEIMER & CO. INC.
September 3, 2004 - June 2, 2008
OPPENHEIMER & CO. INC.
July 1, 2003 - September 20, 2004
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - September 20, 2004
WELLS FARGO CLEARING SERVICES, LLC
July 10, 1997 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
March 5, 1996 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
February 7, 1994 - February 28, 1996
TUCKER ANTHONY INCORPORATED
May 21, 1991 - February 18, 1994
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GEORGETOWN WEALTH MANAGEMENT LLC
CRD#: 307371 / SEC#:
Contact information
Red Flags
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